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Niccolò
Machiavelli
by Santi di Tito
North
and Central Italy in
Machiavelli's times

Cesare
Borgia
by Altobello Melone .

Pope
Alexander VI
(Rodrigo de Borja)

Lucrezia
Borgia
Presunto
ritratto di Giulia
Farnese by Raphael

Franceso
I Sforza
Duke of Milan, by B. Bembo

Charles
VIIII ,
King of France

Maximilian I
Holy Roman
Emperor

Ludovico
Moro, Duke of Milan
by "Maestro della Pala"

Louis
XII, son of Charles VIII
and king of France

Pope
Sixtus IV
(Francesco della Rovere)
and his nephew
Cardinal Giuliano della Rovere
future Pope Julius II.
by Melozzo da Forlì, (detail).

Pope
Julius II
( Giuliano della Rovere)
by Raphael

Giovanni
de' Medici
Pope Leo X, by Raphael
King Ferdinand of Aragón ond
Queen Isabel I of Castile and
León

Ercole I d'Este

Alfonso d'Este I

Isabella
d'Este

Beatrice d'Este

Caterina Sforza

Guidobaldo
da Montefeltro

Triumph of the Condottiere
Pandolfo Petrucci (?)

Girolamo
Savonarola

Pope
Martin V

Alfonso
V of Aragón
King of Aragón
and Sicily
Queen
Giovanna II of Naples

Giovanni
Acuto
(Sir John Hawkwood)

The
battle of L'Aquila (1424)
where
Braccio da Montone
was mortally wounded.

Muzio Attendolo Sforza
King
Charles VII
of France

The
battle of David
against Goliath
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Niccolò
Machiavelli
DEDICATION
To the Magnificent
Lorenzo Di Piero De’ Medici
50:
Those
who strive to obtain the good graces of a prince are accustomed
to come before him with such things as they hold most precious,
or in which they see him take most delight; whence one often sees
horses, arms, cloth of gold, precious stones, and similar ornaments
presented to princes, worthy of their greatness.
Desiring
therefore to present myself to your Magnificence with some testimony
of my devotion towards you, I have not found among my possessions
anything which I hold more dear than, or value so much as, the knowledge
of the actions of great men, acquired by long experience in contemporary
affairs, and a continual study of antiquity; which, having reflected
upon it with great and prolonged diligence, I now send, digested
into a little volume, to your Magnificence.
And although
I may consider this work unworthy of your countenance, nevertheless
I trust much to your benignity that it may be acceptable, seeing
that it is not possible for me to make a better gift than to offer
you the opportunity of understanding in the shortest time all that
I have learnt in so many years, and with so many troubles and dangers;
which work I have not embellished with swelling or magnificent words,
nor stuffed with rounded periods, nor with any extrinsic allurements
or adornments whatever, with which so many are accustomed to embellish
their works; for I have wished either that no honour should be given
it, or else that the truth of the matter and the weightiness of
the theme shall make it acceptable.
Nor do I hold
with those who regard it as a presumption if a man of low and humble
condition dare to discuss and settle the concerns of princes; because,
just as those who draw landscapes place themselves below in the
plain to contemplate the nature of the mountains and of lofty places,
and in order to contemplate the plains place themselves upon high
mountains, even so to understand the nature of the people it needs
to be a prince, and to understand that if princes it needs to be
of the people.
Take then, your
Magnificence, this little gift in the spirit in which I send it;
wherein, if it be diligently read and considered by you, you will
learn my extreme desire that you should attain that greatness which
fortune and your other attributes promise. And if your Magnificence
from the summit of your greatness will sometimes turn your eyes
to these lower regions, you will see how unmeritedly I suffer a
great and continued malignity of fortune.
HOW MANY KINDS
OF PRINCIPALITIES THERE ARE, AND BY WHAT MEANS THEY ARE ACQUIRED
ALL
STATES, all powers, that have held and hold rule over men have been
and are either republics or principalities.
Principalities
are either hereditary, in which the family has been long established;
or they are new.
The
new are either entirely new, as was Milan to Francesco Sforza
51,
or they are, as it were, members annexed to the hereditary state
of the prince who has acquired them, as was the kingdom of Naples
to that of the King of Spain
52.
Such
dominions thus acquired are either accustomed to live under a prince,
or to live in freedom; and are acquired either by the arms of the
prince himself, or of others, or else by fortune or by ability.
CONCERNING
HEREDITARY PRINCIPALITIES
I
WILL leave out all discussion on republics, inasmuch as in another
place I have written of them at length
53,
and will address myself only to principalities. In doing so I will
keep to the order indicated above, and discuss how such principalities
are to be ruled and preserved.
I
say at once there are fewer difficulties in holding hereditary states,
and those long accustomed to the family of their prince, than new
ones; for it is sufficient only not to transgress the customs of his
ancestors, and to deal prudently with circumstances as they arise,
for a prince of average powers to maintain himself in his state, unless
he be deprived of it by some extraordinary and excessive force; and
if he should be so deprived of it, whenever anything sinister happens
to the usurper, he will regain it.
We
have in Italy, for example, the Duke of Ferrara
54.,
who could not have withstood the attacks of the Venetians in 1484,
nor those of Pope Julius in 1410, unless he had been long established
in his dominions. For the hereditary prince has less cause and less
necessity to offend; hence it happens that he will be more loved;
and unless extraordinary vices cause him to be hated, it is reasonable
to expect that his subjects will be naturally well disposed towards
him; and in the antiquity and duration of his rule the memories and
motives that make for change are lost, for one change always leaves
the toothing
55.
for another.
CONCERNING
MIXED PRINCIPALITIES
BUT
the difficulties occur in a new principality. And firstly, if it be
not entirely new, but is, as it were, a member of a state which, taken
collectively, may be called composite, the changes arise chiefly from
an inherent difficulty which there is in all new principalities; for
men change their rulers willingly, hoping to better themselves, and
this hope induces them to take up arms against him who rules: wherein
they are deceived, because they afterwards find by experience they
have gone from bad to worse. This follows also on another natural
and common necessity, which always causes a new prince to burden those
who have submitted to him with his soldiery and with infinite other
hardships which he must put upon his new acquisition.
In
this way you have enemies in all those whom you have injured in
seizing that principality, and you are not able to keep those friends
who put you there because of your not being able to satisfy them
in the way they expected, and you cannot take strong measures against
them, feeling bound to them. For, although one may be very strong
in armed forces, yet in entering a province one has always need
of the goodwill of the natives. For
these reasons Louis XII, King of France quickly occupied Milan,
and as quickly lost it
56;
and to turn him out the first time it only needed Lodovico’s
own forces
57;
because those who had opened the gates to him, finding themselves
deceived in their hopes of future benefit, would not endure the
ill-treatment of the new prince. It is very true that,
after acquiring rebellious provinces a second time, they are not
so lightly lost afterwards, because the prince, with little reluctance,
takes the opportunity of the rebellion to punish the delinquents,
to clear out the suspects, and to strengthen himself in the weakest
places. Thus to cause France to lose Milan the first time it was
enough for the Duke Lodovico1
to raise insurrections on the borders; but to cause him to lose
it a second time it was necessary to bring the whole world
58,
against him, and that his armies should be defeated and driven out
of Italy; which followed from the causes above mentioned.
Nevertheless
Milan was taken from France both the first and the second time. The
general reasons for the first have been discussed; it remains to name
those for the second, and to see what resources he had, and what any
one in his situation would have had for maintaining himself more securely
in his acquisition than did the King of France.
Now
I say that those dominions which, when acquired, are added to an ancient
state by him who acquires them, are either of the same country and
language, or they are not. When they are, it is easier to hold them,
especially when they have not been accustomed to self-government;
and to hold them securely it is enough to have destroyed the family
of the prince who was ruling them; because the two peoples, preserving
in other things the old conditions, and not being unlike in customs,
will live quietly together, as one has seen in Brittany, Burgundy,
Gascony, and Normandy, which have been bound to France for so long
a time
59:
and, although there may be some difference in language, nevertheless
the customs are alike, and the people will easily be able to get on
amongst themselves. He who has annexed them, if he wishes to hold
them, has only to bear in mind two considerations: the one, that the
family of their former lord is extinguished; the other, that neither
their laws nor their taxes are altered, so that in a very short time
they will become entirely one body with the old principality.
But
when states are acquired in a country differing in language, customs,
or laws, there are difficulties, and good fortune and great energy
are needed to hold them, and one of the greatest and most real helps
would be that he who has acquired them should go and reside there.
This would make his position more secure and durable, as it has
made that of the Turk in Greece, who, notwithstanding all the other
measures taken by him for holding that state, if he had not settled
there, would not have been able to keep it
60.
Because, if one is on the spot, disorders are seen as they spring
up, and one can quickly remedy them; but if one is not at hand, they
are heard of only when they are great, and then one can no longer
remedy them. Besides this, the country is not pillaged by your officials;
the subjects are satisfied by prompt recourse to the prince; thus,
wishing to be good, they have more cause to love him, and wishing
to be otherwise, to fear him. He who would attack that state from
the outside must have the utmost caution; as long as the prince resides
there it can only be wrested from him with the greatest difficulty.
The
other and better course is to send colonies to one or two places,
which may be as keys to that state, for it is necessary either to
do this or else to keep there a great number of cavalry and infantry.
A prince does not spend much on colonies, for with little or no expense
he can send them out and keep them there, and he offends a minority
only of the citizens from whom he takes lands and houses to give them
to the new inhabitants; and those whom he offends, remaining poor
and scattered, are never able to injure him; whilst the rest being
uninjured are easily kept quiet, and at the same time are anxious
not to err for fear it should happen to them as it has to those who
have been despoiled. In conclusion, I say that these colonies are
not costly, they are more faithful, they injure less, and the injured,
as has been said, being poor and scattered, cannot hurt. Upon this,
one has to remark that men ought either to be well treated or crushed,
because they can avenge themselves of lighter injuries, of more serious
ones they cannot; therefore the injury that is to be done to a man
ought to be of such a kind that one does not stand in fear of revenge.
But
in maintaining armed men there in place of colonies one spends much
more, having to consume on the garrison all income from the state,
so that the acquisition turns into a loss, and many more are exasperated,
because the whole state is injured; through the shifting of the garrison
up and down all become acquainted with hardship, and all become hostile,
and they are enemies who, whilst beaten on their own ground, are yet
able to do hurt. For every reason, therefore, such guards are as useless
as a colony is useful.
Again,
the prince who holds a country differing in the above respects ought
to make himself the head and defender of his less powerful neighbours,
and to weaken the more powerful amongst them, taking care that no
foreigner as powerful as himself shall, by any accident, get a footing
there; for it will always happen that such a one will be introduced
by those who are discontented, either through excess of ambition or
through fear, as one has seen already. The Romans were brought into
Greece by the Aetolians
61;
and in every other country where they obtained a footing they were
brought in by the inhabitants. And the usual course of affairs is
that, as soon as a powerful foreigner enters a country, all the subject
states are drawn to him, moved by the hatred which they feel against
the ruling power. So that in respect to these subject states he has
not to take any trouble to gain them over to himself, for the whole
of them quickly rally to the state which he has acquired there. He
has only to take care that they do not get hold of too much power
and too much authority, and then with his own forces, and with their
goodwill, he can easily keep down the more powerful of them, so as
to remain entirely master in the country. And he who does not properly
manage this business will soon lose what he has acquired, and whilst
he does hold it he will have endless difficulties and troubles.
The
Romans, in the countries which they annexed, observed closely these
measures; they sent colonies and maintained friendly relations with
the minor powers, without increasing their strength; they kept down
the greater, and did not allow any strong foreign powers to gain authority.
Greece appears to me sufficient for an example. The Achaeans and Aetolians
were kept friendly by them, the kingdom of Macedonia was humbled,
Antiochus was driven out
62;
yet the merits of the Achaeans and Aetolians never secured for them
permission to increase their power, nor did the persuasions of Philip
ever induce the Romans to be his friends without first humbling him,
nor did the influence of Antiochus make them agree that he should
retain any lordship over the country. Because the Romans did in these
instances what all prudent princes ought to do, who have to regard
not only present troubles, but also future ones, for which they must
prepare with every energy, because, when foreseen, it is easy to remedy
them; but if you wait until they approach, the medicine is no longer
in time because the malady has become incurable; for it happens in
this, as the physicians say it happens in hectic fever, that in the
beginning of the malady it is easy to cure but difficult to detect,
but in the course of time, not having been either detected or treated
in the beginning, it becomes easy to detect but difficult to cure.
Thus it happens in affairs of state, for when the evils that arise
have been foreseen (which it is only given to a wise man to see),
they can be quickly redressed, but when, through not having been foreseen,
they have been permitted to grow in a way that every one can see them,
there is no longer a remedy. Therefore, the Romans, foreseeing troubles,
dealt with them at once, and, even to avoid a war, would not let them
come to a head, for they knew that war is not to be avoided, but is
only to be put off to the advantage of others; moreover they wished
to fight with Philip and Antiochus in Greece so as not to have to
do it in Italy; they could have avoided both, but this they did not
wish; nor did that ever please them which is for ever in the mouths
of the wise ones of our time: — Let us enjoy the benefits of
the time — but rather the benefits of their own valour and prudence,
for time drives everything before it, and is able to bring with it
good as well as evil, and evil as well as good.
But
let us turn to France and inquire whether she has done any of the
things mentioned. I will speak of Louis2 (and not of Charles3) as the one whose conduct is the better
to be observed, he having held possession of Italy for the longest
period; and you will see that he has done the opposite to those things
which ought to be done to retain a state composed of divers elements.
King
Louis was brought into Italy by the ambition of the Venetians, who
desired to obtain half the state of Lombardy by his intervention.
I will not blame the course taken by the king, because, wishing
to get a foothold in Italy, and having no friends there —
seeing rather that every door was shut to him owing to the conduct
of Charles — he was forced to accept those friendships which
he could get, and he would have succeeded very quickly in his design
63
if in other matters he had not made some mistakes. The king, however,
having acquired Lombardy, regained at once the authority which Charles
had lost: Genoa yielded; the Florentines became his friends; the Marquess
of Mantua, the Duke of Ferrara, the Bentivoglio, my lady of Forli,
the Lords of Faenza, of Pesaro, of Rimini, of Camerino, of Piombino
64,
the Lucchesi, the Pisans, the Sienese — everybody made advances
to him to become his friend. Then could the Venetians realize the
rashness of the course taken by them, which, in order that they might
secure two towns in Lombardy, had made the king master of two-thirds
of Italy.
Let
any one now consider with what little difficulty the king could have
maintained his position in Italy had he observed the rules above laid
down, and kept all his friends secure and protected; for although
they were numerous they were both weak and timid, some afraid of the
Church, some of the Venetians, and thus they would always have been
forced to stand in with him, and by their means he could easily have
made himself secure against those who remained powerful. But he was
no sooner in Milan than he did the contrary by assisting Pope Alexander
to occupy the Romagna. It never occurred to him that by this action
he was weakening himself, depriving himself of friends and of those
who had thrown themselves into his lap, whilst he aggrandized the
Church by adding much temporal power to the spiritual, thus giving
it greater authority. And having committed this prime error, he was
obliged to follow it up, so much so that, to put an end to the ambition
of Alexander, and to prevent his becoming the master of Tuscany, he
was himself forced to come into Italy
65.
And
as if it were not enough to have aggrandized the Church, and deprived
himself of friends, he, wishing to have the kingdom of Naples, divides
it with the King of Spain
66,
and where he was the prime arbiter of Italy he takes an associate,
so that the ambitious of that country and the malcontents of his own
should have somewhere to shelter; and whereas he could have left in
the kingdom his own pensioner as king, he drove him out, to put one
there who was able to drive him, Louis, out in turn.
The
wish to acquire is in truth very natural and common, and men always
do so when they can, and for this they will be praised not blamed;
but when they cannot do so, yet wish to do so by any means, then there
is folly and blame. Therefore, if France could have attacked Naples
with her own forces she ought to have done so; if she could not, then
she ought not to have divided it. And if the partition which she made
with the Venetians in Lombardy was justified by the excuse that by
it she got a foothold in Italy, this other partition merited blame,
for it had not the excuse of that necessity.
Therefore
Louis made these five errors: he destroyed the minor powers, he increased
the strength of one of the greater powers in Italy, he brought in
a foreign power, he did not settle in the country, he did not send
colonies. Which errors, if he had lived, were not enough to injure
him had he not made a sixth by taking away their dominions from the
Venetians
67;
because, had he not aggrandized the Church, nor brought Spain into
Italy, it would have been very reasonable and necessary to humble
them; but having first taken these steps, he ought never to have
consented to their ruin, for they, being powerful, would always
have kept off others from designs on Lombardy, to which the Venetians
would never have consented except to become masters themselves there;
also because the others could not wish to take Lombardy from France
in order to give it to the Venetians, and to run counter to both
they would not have had the courage.
And
if any one should say: King Louis yielded the Romagna to Alexander
and the kingdom to Spain to avoid war, I answer for the reasons given
above that a blunder ought never be perpetrated to avoid war, because
it is not to be avoided, but is only deferred to your disadvantage.
And if another should allege the pledge which the king had given to
the Pope that he would assist him in the enterprise, in exchange for
the dissolution of his marriage4 and for the hat to Rouen5, to that I reply what I shall write later
on concerning the faith of princes, and how it ought to be kept.
Thus
King Louis lost Lombardy by not having followed any of the conditions
observed by those who have taken possession of countries and wished
to retain them. Nor is there any miracle in this, but much that is
reasonable and quite natural. And on these matters I spoke at Nantes
with Rouen, when Valentino,6 as Cesare Borgia, the son of Pope Alexander,
was usually called, occupied the Romagna, and on Cardinal Rouen observing
to me that the Italians did not understand war, I replied to him that
the French did not understand statecraft, meaning that otherwise they
would not have allowed the Church to reach such greatness
68.
And in fact it has been seen that the greatness of the Church and
of Spain in Italy has been caused by France, and her ruin may be attributed
to them. From this a general rule is drawn which never or rarely fails:
that he who is the cause of another becoming powerful is ruined; because
that predominancy has been brought about either by astuteness or else
by force, and both are distrusted by him who has been raised to power.
WHY THE KINGDOM
OF DARIUS, CONQUERED BY ALEXANDER, DID NOT REBEL AGAINST THE SUCCESSORS
OF ALEXANDER AT HIS DEATH
CONSIDERING
the difficulties which men have had to hold a newly acquired state,
some might wonder how, seeing that Alexander the Great became the
master of Asia in a few years, and died whilst it was yet scarcely
settled (whence it might appear reasonable that the whole empire would
have rebelled), nevertheless his successors maintained themselves,
and had to meet no other difficulty than that which arose among themselves
from their own ambitions
69.
I
answer that the principalities of which one has record are found to
be governed in two different ways: either by a prince, with a body
of servants, who assist him to govern the kingdom as ministers by
his favour and permission; or by a prince and barons, who hold that
dignity by antiquity of blood and not by the grace of the prince.
Such barons have states and their own subjects, who recognize them
as lords and hold them in natural affection. Those states that are
governed by a prince and his servants hold their prince in more consideration,
because in all the country there is no one who is recognized as superior
to him, and if they yield obedience to another they do it as to a
minister and official, and they do not bear him any particular affection.
The
examples of these two governments in our time are the Turk and the
King of France. The entire monarchy of the Turk is governed by one
lord, the others are his servants; and, dividing his kingdom into
sanjaks, he sends there different administrators, and shifts and changes
them as he chooses
70
But the King of France is placed in the midst of an ancient body of
lords, acknowledged by their own subjects, and beloved by them; they
have their own prerogatives, nor can the king take these away except
at his peril. Therefore, he who considers both of these states will
recognize great difficulties in seizing the state of the Turk, but,
once it is conquered, great ease in holding it. The causes of the
difficulties in seizing the kingdom of the Turk are that the usurper
cannot be called in by the princes of the kingdom, nor can he hope
to be assisted in his designs by the revolt of those whom the lord
has around him. This arises from the reasons given above; for his
ministers, being all slaves and bondmen, can only be corrupted with
great difficulty, and one can expect little advantage from them when
they have been corrupted, as they cannot carry the people with them,
for the reasons assigned. Hence, he who attacks the Turk must bear
in mind that he will find him united, and he will have to rely more
on his own strength than on the revolt of others; but, if once the
Turk has been conquered, and routed in the field in such a way that
he cannot replace his armies, there is nothing to fear but the family
of the prince, and, this being exterminated, there remains no one
to fear, the others having no credit with the people; and as the conqueror
did not rely on them before his victory, so he ought not to fear them
after it.
The
contrary happens in kingdoms governed like that of France, because
one can easily enter there by gaining over some baron of the kingdom,
for one always finds malcontents and such as desire a change. Such
men, for the reasons given, can open the way into the state and render
the victory easy; but if you wish to hold it afterwards, you meet
with infinite difficulties, both from those who have assisted you
and from those you have crushed. Nor is it enough for you to have
exterminated the family of the prince, because the lords that remain
make themselves the heads of fresh movements against you, and as you
are unable either to satisfy or exterminate them, that state is lost
whenever time brings the opportunity.
Now
if you will consider what was the nature of the government of Darius
71, you will find it similar to the kingdom
of the Turk, and therefore it was only necessary for Alexander, first
to overthrow him in the field, and then to take the country from him
72. After which victory, Darius being killed,
the state remained secure to Alexander, for the above reasons. And
if his successors had been united they would have enjoyed it securely
and at their ease, for there were no tumults raised in the kingdom
except those they provoked themselves.
But
it is impossible to hold with such tranquillity states constituted
like that of France. Hence arose those frequent rebellions against
the Romans in Spain, France, and Greece, owing to the many principalities
there were in these states, of which, as long as the memory of them
endured, the Romans always held an insecure possession; but with the
power and long continuance of the empire the memory of them passed
away, and the Romans then became secure possessors. And when fighting
afterwards amongst themselves, each one was able to attach to himself
his own parts of the country, according to the authority he had assumed
there; and the family of the former lord being exterminated, none
other than the Romans were acknowledged.
When
these things are remembered no one will marvel at the ease with which
Alexander held the Empire of Asia, or at the difficulties which others
have had to keep an acquisition, such as Pyrrhus
73
and many more; this is not occasioned by the little or abundance of
ability in the conqueror, but by the want of uniformity in the subject
state.
CHAPTER
V
CONCERNING THE
WAY TO GOVERN CITIES OR PRINCIPALITIES WHICH LIVED UNDER THEIR OWN
LAWS BEFORE THEY WERE ANNEXED
WHENEVER those
states which have been acquired as stated have been accustomed to
live under their own laws and in freedom, there are three courses
for those who wish to hold them: the first is to ruin them
74,
the next is to reside there in person, the third is to permit them
to live under their own laws, drawing a tribute, and establishing
within it an oligarchy which will keep it friendly to you. Because
such a government, being created by the prince, knows that it cannot
stand without his friendship and interest, and does its utmost to
support him; and therefore he who would keep a city accustomed to
freedom will hold it more easily by the means of its own citizens
than in any other way.
There are, for
example, the Spartans and the Romans. The Spartans held Athens and
Thebes, establishing there an oligarchy, nevertheless they lost them
75.
The Romans, in order to hold Capua, Carthage, and Numantia, dismantled
them, and did not lose them
76.
They wished to hold Greece as the Spartans held it, making it free
and permitting its laws, and did not succeed. So to hold it they were
compelled to dismantle many cities in the country, for in truth there
is no safe way to retain them otherwise than by ruining them. And
he who becomes master of a city accustomed to freedom and does not
destroy it, may expect to be destroyed by it, for in rebellion it
has always the watch-word of liberty and its ancient privileges as
a rallying point, which neither time nor benefits will ever cause
it to forget. And what ever you may do or provide against, they never
forget that name or their privileges unless they are disunited or
dispersed but at every chance they immediately rally to them, as Pisa
after the hundred years she had been held in bondage by the Florentines
77.
>But when cities
or countries are accustomed to live under a prince, and his family
is exterminated, they, being on the one hand accustomed to obey and
on the other hand not having the old prince, cannot agree in making
one from amongst themselves, and they do not know how to govern themselves.
For this reason they are very slow to take up arms, and a prince can
gain them to himself and secure them much more easily. But in republics
there is more vitality, greater hatred, and more desire for vengeance,
which will never permit them to allow the memory of their former liberty
to rest; so that the safest way is to destroy them or to reside there.
CONCERNING
NEW PRINCIPALITIES WHICH ARE ACQUIRED BY ONE’S OWN ARMS AND
ABILITY
LET
no one be surprised if, in speaking of entirely new principalities
as I shall do, I adduce the highest examples both of prince and of
state; because men, walking almost always in paths beaten by others,
and following by imitation their deeds, are yet unable to keep entirely
to the ways of others or attain to the power of those they imitate.
A wise man ought always to follow the paths beaten by great men, and
to imitate those who have been supreme
78, so that if his ability does not equal theirs,
at least it will savour of it. Let him act like the clever archers
who, designing to hit the mark which yet appears too far distant,
and knowing the limits to which the strength of their bow attains,
take aim much higher than the mark, not to reach by their strength
or arrow to so great a height, but to be able with the aid of so high
an aim to hit the mark they wish to reach.
I
say, therefore, that in entirely new principalities, where there is
a new prince, more or less difficulty is found in keeping them, accordingly
as there is more or less ability in him who has acquired the state.
Now, as the fact of becoming a prince from a private station presupposes
either ability or fortune, it is clear that one or other of these
two things will mitigate in some degree many difficulties. Nevertheless,
he who has relied least on fortune is established the strongest. Further,
it facilitates matters when the prince, having no other state, is
compelled to reside there in person.
But
to come to those who, by their own ability and not through fortune,
have risen to be princes, I say that Moses, Cyrus, Romulus, Theseus,
and such like are the most excellent examples. And although one may
not discuss Moses, he having been a mere executor of the will of God,
yet he ought to be admired, if only for that favour which made him
worthy to speak with God. But in considering Cyrus
79 and others who have acquired or founded kingdoms,
all will be found admirable; and if their particular deeds and conduct
shall be considered, they will not be found inferior to those of Moses,
although he had so great a preceptor. And in examining their actions
and lives one cannot see that they owed anything to fortune beyond
opportunity, which brought them the material to mould into the form
which seemed best to them. Without that opportunity their powers of
mind would have been extinguished, and without those powers the opportunity
would have come in vain.
It
was necessary, therefore, to Moses that he should find the people
of Israel in Egypt enslaved and oppressed by the Egyptians, in order
that they should be disposed to follow him so as to be delivered out
of bondage. It was necessary that Romulus should not remain in Alba,
and that he should be abandoned at his birth, in order that he should
become King of Rome and founder of the fatherland
80. It was necessary that Cyrus should find
the Persians discontented with the government of the Medes, and the
Medes soft and effeminate through their long peace. Theseus could
not have shown his ability had he not found the Athenians dispersed
81. These opportunities, therefore, made those
men fortunate, and their high ability enabled them to recognize the
opportunity whereby their country was ennobled and made famous.
Those
who by valorous ways become princes, like these men, acquire a principality
with difficulty, but they hold on to it with ease. The difficulties
they have in acquiring it arise in part from the new rules and methods
which they are forced to introduce to establish their government and
its security. And it ought to be remembered that there is nothing
more difficult to take in hand, more perilous to conduct, or more
uncertain in its success, than to take the lead in the introduction
of a new order of things. Because the innovator has for enemies all
those who have done well under the old conditions, and lukewarm defenders
in those who may do well under the new. This coolness arises partly
from fear of the opponents, who have the laws on their side, and partly
from the incredulity of men, who do not readily believe in new things
until they have had a long experience of them. Thus it happens that
whenever those who are hostile have the opportunity to attack they
do it like partisans, whilst the others defend lukewarmly, in such
wise that the prince is endangered along with them.
It
is necessary, therefore, if we desire to discuss this matter thoroughly,
to inquire whether these innovators can rely on themselves or have
to depend on others: that is to say, whether, to consummate their
enterprise, have they to use prayers or can they use force? In the
first instance they always succeed badly, and never compass anything;
but when they can rely on themselves and use force, then they are
rarely endangered. Hence it is that all armed prophets have conquered,
and the unarmed ones have been destroyed. Besides the reasons mentioned,
the nature of the people is variable, and whilst it is easy to persuade
them, it is difficult to fix them in that persuasion. And thus it
is necessary to take such measures that, when they believe no longer,
it may be possible to make them believe by force.
If
Moses, Cyrus, Theseus, and Romulus had been unarmed they could not
have enforced their constitutions for long — as happened in
our time to Fra Girolamo Savonarola, who was ruined with his new order
of things immediately the multitude believed in him no longer, and
he had no means of keeping steadfast those who believed or of making
the unbelievers to believe
82 Therefore such as these have great difficulties
in consummating their enterprise, for all their dangers are in the
ascent, yet with ability they will overcome them; but when these are
overcome, and those who envied them their success are exterminated,
they will begin to be respected, and they will continue afterwards
powerful, secure, honoured, and happy.
To
these great examples I wish to add a lesser one; still it bears some
resemblance to them, and I wish it to suffice me for all of a like
kind: it is Hiero the Syracusan7. This man rose from a private station to
be Prince of Syracuse, nor did he, either, owe anything to fortune
but opportunity; for the Syracusans, being oppressed, chose him for
their captain, afterwards he was rewarded by being made their prince.
He was of so great ability, even as a private citizen, that one who
writes of him says he wanted nothing but a kingdom to be a king. This
man abolished the old soldiery, organized the new, gave up old alliances,
made new ones; and as he had his own soldiers and allies, on such
foundations he was able to build any edifice: thus, whilst he had
endured much trouble in acquiring, he had but little in keeping.
CONCERNING
NEW PRINCIPALITIES WHICH ARE ACQUIRED EITHER BY THE ARMS OF OTHERS
OR BY GOOD FORTUNE
THOSE
who solely by good fortune become princes from being private citizens
have little trouble in rising, but much in keeping atop; they have
not any difficulties on the way up, because they fly, but they have
many when they reach the summit. Such are those to whom some state
is given either for money or by the favour of him who bestows it;
as happened to many in Greece, in the cities of Ionia and of the Hellespont,
where princes were made by Darius, in order that they might hold the
cities both for his security and his glory
83; as also were those emperors who, by the
corruption of the soldiers, from being citizens came to empire. Such
stand simply upon the goodwill and the fortune of him who has elevated
them — two most inconstant and unstable things. Neither have
they the knowledge requisite for the position; because, unless they
are men of great worth and ability, it is not reasonable to expect
that they should know how to command, having always lived in a private
condition; besides, they cannot hold it because they have not forces
which they can keep friendly and faithful.
States
that rise unexpectedly, then, like all other things in nature which
are born and grow rapidly, cannot have their foundations and correspondencies8
with other states fixed in such a way that the first storm will not
overthrow them
84; unless, as is said, those who unexpectedly
become princes are men of so much ability
85that they know they have to be prepared at
once to hold that which fortune has thrown into their laps, and that
those foundations, which others have laid before they became princes,
they must lay afterwards.
Concerning
these two methods of rising to be a prince by ability or fortune,
I wish to adduce two examples within our own recollection, and these
are Francesco Sforza9 and Cesare Borgia
86. Francesco, by proper means and with great
ability, from being a private person rose to be Duke of Milan, and
that which he had acquired with a thousand anxieties he kept with
little trouble. On the other hand, Cesare Borgia, called by the people
Duke Valentino
87, acquired his state during the ascendancy
of his father, and on its decline he lost it, notwithstanding that
he had taken every measure and done all that ought to be done by a
wise and able man to fix firmly his roots in the states which the
arms and fortunes of others had bestowed on him.
Because,
as is stated above, he who has not first laid his foundations may
be able with great ability to lay them afterwards, but they will be
laid with trouble to the architect and danger to the building. If,
therefore, all the steps taken by the duke be considered, it will
be seen that he laid solid foundations for his future power, and I
do not consider it superfluous to discuss them, because I do not know
what better precepts to give a new prince than the example of his
actions; and if his dispositions were of no avail, that was not his
fault, but the extraordinary and extreme malignity of fortune.
Alexander
VI, in wishing to aggrandize the duke, his son, had many immediate
and prospective difficulties. Firstly, he did not see his way to make
him master of any state that was not a state of the Church; and if
he was willing to rob the Church he knew that the Duke of Milan and
the Venetians would not consent, because Faenza and Rimini were already
under the protection of the Venetians. Besides this, he saw the arms
of Italy, especially those by which he might have been assisted, in
hands that would fear the aggrandizement of the Pope, namely, the
Orsini and the Colonna and their following
88 It behoved him, therefore, to upset this
state of affairs and embroil the powers, so as to make himself securely
master of part of their states. This was easy for him to do, because
he found the Venetians, moved by other reasons, inclined to bring
back the French into Italy; he would not only not oppose this, but
he would render it more easy by dissolving the former marriage of
King Louis
89. Therefore the king came into Italy with
the assistance of the Venetians and the consent of Alexander. He was
no sooner in Milan than the Pope had soldiers from him for the attempt
on the Romagna, which yielded to him on the reputation of the king
90. The duke, therefore, having acquired the
Romagna and beaten the Colonna, while wishing to hold that and to
advance further, was hindered by two things: the one, his forces did
not appear loyal to him, the other, the goodwill of France: that is
to say, he feared that the forces of the Orsini, which was using,
would not stand to him, that not only might they hinder him from winning
more, but might themselves seize what he had won, and that the King
might also do the same. Of the Orsini he had a warning when, after
taking Faenza and attacking Bologna, he saw them go very unwillingly
to that attack. And as to the king, he learned his mind when he himself,
after taking the duchy of Urbino, attacked Tuscany, and the king made
him desist from that undertaking; hence the duke decided to depend
no more upon the arms and the luck of others.
For
the first thing he weakened the Orsini and Colonna parties in Rome,
by gaining to himself all their adherents who were gentlemen, making
them his gentlemen, giving them good pay, and, according to their
rank, honouring them with office and command in such a way that in
a few months all attachment to the factions was destroyed and turned
entirely to the duke. After this he awaited an opportunity to crush
the Orsini, having scattered the adherents of the Colonna. This came
to him soon and he used it well; for the Orsini, perceiving at length
that the aggrandizement of the duke and the Church was ruin to them,
called a meeting at Magione, in the territory of Perugia
91. From this sprung the rebellion at Urbino
and the tumults in the Romagna, with endless dangers to the duke,
all of which he overcame with the help of the French. Having restored
his authority, not to leave it at risk by trusting either to the French
or other outside forces, he had recourse to his wiles, and he knew
so well how to conceal his mind that, by the mediation of Signor Paolo
[Orsini]
92 whom the duke did not fail to secure with
all kinds of attention, giving him money, apparel, and horses —
the Orsini were reconciled, so that their simplicity brought them
into his power at Sinigaglia10. Having exterminated the leaders, and
turned their partisans into his friends, the duke had laid sufficiently
good foundations to his power, having all the Romagna and the duchy
of Urbino; and the people now beginning to appreciate their prosperity,
he gained them all over to himself. And as this point is worthy of
notice, and to be imitated by others, I am not willing to leave it
out.
When
the duke occupied the Romagna he found it under the rule of weak masters,
who rather plundered their subjects than ruled them, and gave them
more cause for disunion than for union, so that the country was full
of robbery, quarrels, and every kind of violence; and so, wishing
to bring back peace and obedience to authority, he considered it necessary
to give it a good governor. Thereupon he promoted Messer Ramiro d’Orco11,
a swift and cruel man, to whom he gave the fullest power. This man
in a short time restored peace and unity with the greatest success.
Afterwards the duke considered that it was not advisable to confer
such excessive authority, for he had no doubt but that he would become
odious, so he set up a court of judgment in the country, under a most
excellent president, wherein all cities had their advocates. And because
he knew that the past severity had caused some hatred against himself,
so, to clear himself in the minds of the people, and gain them entirely
to himself, he desired to show that, if any cruelty had been practised,
it had not originated with him, but in the natural sternness of the
minister. Under this pretence
93 he took Ramiro, and one morning caused him
to be executed and left on the piazza at Cesena with the block and
a bloody knife at his side. The barbarity of this spectacle caused
the people to be at once satisfied and dismayed.
But
let us return whence we started. I say that the duke, finding himself
now sufficiently powerful and partly secured from immediate dangers
by having armed himself in his own way, and having in a great measure
crushed those forces in his vicinity that could injure him if he wished
to proceed with his conquest, had next to consider France, for he
knew that the king, who too late was aware of his mistake, would not
support him. And from this time he began to seek new alliances and
to temporize with France in the expedition which she was making towards
the kingdom of Naples against the Spaniards who were besieging Gaeta
94. It was his intention to secure himself against
them, and this he would have quickly accomplished had Alexander lived
95.
Such
was his line of action as to present affairs. But as to the future
he had to fear, in the first place, that a new successor to the Church
might not be friendly to him and might seek to take from him that
which Alexander had given him, so he decided to act in four ways.
Firstly, by exterminating the families of those lords whom he had
despoiled, so as to take away that pretext from the Pope. Secondly,
by winning to himself all the gentlemen of Rome, so as to be able
to curb the Pope with their aid, as has been observed. Thirdly, by
converting the college more to himself. Fourthly, by acquiring so
much power before the Pope should die that he could by his own measures
resist the first shock. Of these four things, at the death of Alexander,
he had accomplished three. For he had killed as many of the dispossessed
lords as he could lay hands on, and few had escaped; he had won over
the Roman gentlemen, and he had the most numerous party in the college.
And as to any fresh acquisition, he intended to become master of Tuscany,
for he already possessed Perugia and Piombino, and Pisa was under
his protection
96. And as he had no longer to study France
(for the French were already driven out of the kingdom of Naples by
the Spaniards, and in this way both were compelled to buy his goodwill),
he pounced down upon Pisa. After this, Lucca and Siena yielded at
once, partly through hatred and partly through fear of the Florentines;
and the Florentines would have had no remedy had he continued to prosper,
as he was prospering the year that Alexander died, for he had acquired
so much power and reputation that he would have stood by himself,
and no longer have depended on the luck and the forces of others,
but solely on his own power and ability [virtù].
But
Alexander died five years after he had first drawn the sword
97. He left the duke with the state of Romagna
alone consolidated, with the rest in the air, between two most powerful
hostile armies
98, and sick unto death
99. Yet there were in the duke such boldness
and ability [virtù], and he knew so well how men are
to be won or lost, and so firm were the foundations which in so short
a time he had laid, that if he had not had those armies on his back,
or if he had been in good health, he would have overcome all difficulties.
And it is seen that his foundations were good, for the Romagna awaited
him for more than a month. In Rome, although but half alive, he remained
secure; and whilst the Baglioni, the Vitelli, and the Orsini might
come to Rome, they could not effect anything against him. If he could
not have made Pope him whom he wished, at least the one whom he did
not wish would not have been elected
100.
But if he had been in sound health at the death of Alexander12,
everything would have been easy to him. On the day that Julius II13 was elected, he told me that he had thought
of everything that might occur at the death of his father, and had
provided a remedy for all, except that he had never anticipated that,
when the death did happen, he himself would be on the point to die
.
When
all the actions of the duke are recalled, I do not know how to blame
him, but rather it appears to me, as I have said, that I ought to
offer him for imitation to all those who, by the fortune or the arms
of others, are raised to government. Because he, having a lofty spirit
and far-reaching aims, could not have regulated his conduct otherwise,
and only the shortness of the life of Alexander and his own sickness
frustrated his designs. Therefore, he who considers it necessary to
secure himself in his new principality, to win friends, to overcome
either by force or fraud, to make himself beloved and feared by the
people, to be followed and revered by the soldiers, to exterminate
those who have power or reason to hurt him, to change the old order
of things for new, to be severe and gracious, magnanimous and liberal,
to destroy a disloyal soldiery and to create new, to maintain friendship
with kings and princes in such a way that they must help him with
zeal and offend with caution, cannot find a more lively example than
the actions of this man.
Only
can he be blamed for the election of Julius II, in whom he made a
bad choice, because, as is said, not being able to elect a Pope to
his own mind, he could have hindered any other from being elected
Pope; and he ought never to have consented to the election of any
cardinal whom he had injured or who had cause to fear him if they
became pontiffs. For men injure either from fear or hatred. Those
whom he had injured, amongst others, were San Pietro ad Vincula
101,
Colonna, San Giorgio, and Ascanio.14 Any one of the others, on becoming Pope,
would have had to fear him, Rouen
102
and the Spaniards excepted; the latter from their relationship and
obligations, the former from his influence, the kingdom of France
having relations with him. Therefore, above everything, the duke ought
to have created a Spaniard Pope, and, failing him, he ought to have
consented to Rouen and not San Pietro ad Vincula. He who believes
that new benefits will cause great personages to forget old injuries
is deceived. Therefore, the duke erred in his choice, and it was the
cause of his ultimate ruin
103
.
CONCERNING
THOSE WHO HAVE OBTAINED A PRINCIPALITY BY WICKEDNESS
ALTHOUGH
a prince may rise from a private station in two ways, neither of which
can be entirely attributed to fortune or genius, yet it is manifest
to me that I must not be silent on them, although one could be more
copiously treated when I discuss republics. These methods are when,
either by some wicked or nefarious ways, one ascends to the principality,
or when by the favour of his fellow-citizens a private person becomes
the prince of his country. And speaking of the first method, it will
be illustrated by two examples — one ancient, the other modern
— and without entering further into the subject
104,
I consider these two examples will suffice those who may be compelled
to follow them.
Agathocles,
the Sicilian15, became
King of Syracuse not only from a private but from a low and abject
position
105
. This man, the son of a potter, through all the changes in his fortunes
always led an infamous life. Nevertheless, he accompanied his infamies
with so much ability [virtù] of mind and body that,
having devoted himself to the military profession, he rose through
its ranks to be Praetor of Syracuse. Being established in that position,
and having deliberately resolved to make himself prince and to seize
by violence, without obligation to others, that which had been conceded
to him by assent, he came to an understanding for this purpose with
Hamilcar, the Carthaginian
106,
who, with his army, was fighting in Sicily. One morning he assembled
the people and senate of Syracuse, as if he had to discuss with them
things relating to the Republic, and at a given signal the soldiers
killed all the senators and the richest of the people; these dead,
he seized and held the princedom of that city without any civil commotion.
And although he was twice routed by the Carthaginians
107
, and ultimately besieged, yet not only was he able to defend his
city, but leaving part of his men for its defence, with the others
he attacked Africa, and in a short time raised the siege of Syracuse.
The Carthaginians, reduced to extreme necessity, were compelled to
come to terms with Agathocles, and, leaving Sicily to him, had to
be content with the possession of Africa.
Therefore,
he who considers the actions and the genius of this man will see nothing,
or little, which can be attributed to fortune, inasmuch as he attained
pre-eminence, as is shown above, not by the favour of any one, but
step by step in the military profession, which steps were gained with
a thousand troubles and perils, and were afterwards boldly held by
him with many hazards and dangers. Yet it cannot be called talent
[virtù] to slay fellow-citizens, to deceive friends,
to be without faith, without mercy, without religion; such methods
may gain empire, but not glory. Still, if the courage of Agathocles
in entering into and extricating himself from dangers be considered,
together with his greatness of mind in enduring overcoming hardships,
it cannot be seen why he should be esteemed less than the most notable
captain. Nevertheless, his barbarous cruelty and inhumanity with infinite
wickednesses do not permit him to be celebrated among the most excellent
men. What he achieved cannot be attributed either to fortune or to
genius.
In
our times, during the rule of Alexander VI, Oliverotto da Fermo, having
been left an orphan many years before, was brought up by his maternal
uncle, Giovanni Fogliani, and in the early days of his youth sent
to fight under Paolo Vitelli, that, being trained under his discipline,
he might attain some high position in the military profession. After
Paolo died, he fought under his brother Vitellozzo, and in a very
short time, being endowed with wit and a vigorous body and mind, he
became the first man in his profession
108.
But it appearing to him a paltry thing to serve under others, he resolved,
with the aid of some citizens of Fermo, to whom the slavery of their
country was dearer than its liberty, and with the help of the Vitelli,
to seize Fermo. So he wrote to Giovanni Fogliani that, having been
away from home for many years, he wished to visit him and his city,
and in some measure to look into his patrimony; and although he had
not laboured to acquire anything except honour, yet, in order that
the citizens should see he had not spent his time in vain, he desired
to come honourably, so would be accompanied by one hundred horsemen,
his friends and retainers; and he entreated Giovanni to arrange that
he should be received honourably by the citizens of Fermo, all of
which would be not only to his honour, but also to that of Giovanni
himself, who had brought him up.
Giovanni,
therefore, did not fail in any attentions due to his nephew, and he
caused him to be honourably received by the Fermans, and he lodged
him in his own house, where, having passed some days, and having arranged
what was necessary for his wicked designs, Oliverotto gave a solemn
banquet to which he invited Giovanni Fogliani and the chiefs of Fermo.
When the viands and all the other entertainments that are usual in
such banquets were finished, Oliverotto artfully began certain grave
discourses, speaking of the greatness of Pope Alexander and his son
Cesare, and of their enterprises, to which discourse Giovanni and
others answered; but he rose at once, saying that such matters ought
to be discussed in a more private place, and he betook himself to
a chamber, whither Giovanni and the rest of the citizens went in after
him. No sooner were they seated than soldiers issued from secret places
and slaughtered Giovanni and the rest. After these murders Oliverotto,
mounted on horseback, rode up and down the town and besieged the chief
magistrate in the palace, so that in fear the people were forced to
obey him, and to form a government, of which he made himself the prince.
He killed all the malcontents who were able to injure him, and strengthened
himself with new civil and military ordinances, in such a way that,
in the year during which he held the principality, not only was he
secure in the city of Fermo, but he had become formidable to all his
neighbours. And his destruction would have been as difficult as that
of Agathocles if he had not allowed himself to be overreached by Cesare
Borgia, who took him with the Orsini and Vitelli at Sinigaglia, as
was stated above. Thus one year after he had committed this parricide,
he was strangled, together with Vitellozzo, whom he had made his leader
in valour and wickedness.
Some
may wonder how it can happen that Agathocles, and his like, after
infinite treacheries and cruelties, should live for long secure in
his country, and defend himself from external enemies, and never be
conspired against by his own citizens; seeing that many others, by
means of cruelty, have never been able even in peaceful times to hold
the state, still less in the doubtful times of war. I believe that
this follows from severities16 being badly or properly used. Those may
be called properly used, if of evil it is lawful to speak well, that
are applied at one blow and are necessary to one’s security,
and that are not persisted in afterwards unless they can be turned
to the advantage of the subjects. The badly employed are those which,
notwithstanding they may be few in the commencement, multiply with
time rather than decrease. Those who practise the first system are
able, by aid of God or man, to mitigate in some degree their rule,
as Agathocles did. It is impossible for those who follow the other
to maintain themselves.
Hence
it is to be remarked that, in seizing a state, the usurper ought to
examine closely into all those injuries which it is necessary for
him to inflict, and to do them all at one stroke so as not to have
to repeat them daily; and thus by not unsettling men he will be able
to reassure them, and win them to himself by benefits. He who does
otherwise, either from timidity or evil advice, is always compelled
to keep the knife in his hand; neither can he rely on his subjects,
nor can they attach themselves to him, owing to their continued and
repeated wrongs. For injuries ought to be done all at one time, so
that, being tasted less, they offend less; benefits ought to be given
little by little, so that the flavour of them may last longer.
And
above all things, a prince ought to live amongst his people in such
a way that no unexpected circumstances, whether of good or evil, shall
make him change; because if the necessity for this comes in troubled
times, you are too late for harsh measures; and mild ones will not
help you, for they will be considered as forced from you, and no one
will be under any obligation to you for them.
CONCERNING
A CIVIL PRINCIPALITY
BUT
coming to the other point — where a leading citizen becomes
the prince of his country, not by wickedness or any intolerable violence,
but by the favour of his fellow citizens — this may be called
a civil principality: nor is genius or fortune altogether necessary
to attain to it, but rather a happy shrewdness. I say then that such
a principality is obtained either by the favour of the people or by
the favour of the nobles. Because in all cities these two distinct
parties
109
are found, and from this it arises that the people do not wish to
be ruled nor oppressed by the nobles, and the nobles wish to rule
and oppress the people; and from these two opposite desires there
arises in cities one of three results, either a principality, self-government,
or anarchy
110
A
principality is created either by the people or by the nobles, accordingly
as one or other of them has the opportunity; for the nobles, seeing
they cannot withstand the people, begin to cry up the reputation of
one of themselves, and they make him a prince, so that under his shadow
they can give vent to their ambitions. The people, finding they cannot
resist the nobles, also cry up the reputation of one of themselves,
and make him a prince so as to be defended by his authority. He who
obtains sovereignty by the assistance of the nobles maintains himself
with more difficulty than he who comes to it by the aid of the people,
because the former finds himself with many around him who consider
themselves his equals, and because of this he can neither rule nor
manage them to his liking. But he who reaches sovereignty by popular
favour finds himself alone, and has none around him, or few, who are
not prepared to obey him.
Besides
this, one cannot by fair dealing, and without injury to others, satisfy
the nobles, but you can satisfy the people, for their object is more
righteous than that of the nobles, the latter wishing to oppress,
whilst the former only desire not to be oppressed. It is to be added
also that a prince can never secure himself against a hostile people,
because of their being too many, whilst from the nobles he can secure
himself, as they are few in number. The worst that a prince may expect
from a hostile people is to be abandoned by them; but from hostile
nobles he has not only to fear abandonment, but also that they will
rise against him; for they, being in these affairs more far-seeing
and astute, always come forward in time to save themselves, and to
obtain favours from him whom they expect to prevail. Further, the
prince is compelled to live always with the same people, but he can
do well without the same nobles, being able to make and unmake them
daily, and to give or take away authority when it pleases him.
Therefore,
to make this point clearer, I say that the nobles ought to be looked
at mainly in two ways: that is to say, they either shape their course
in such a way as binds them entirely to your fortune, or they do not.
Those who so bind themselves, and are not rapacious, ought to be honoured
and loved; those who do not bind themselves may be dealt with in two
ways; they may fail to do this through pusillanimity and a natural
want of courage, in which case you ought to make use of them, especially
of those who are of good counsel; and thus, whilst in prosperity you
honour yourself, in adversity you have not to fear them. But when
for their own ambitious ends they shun binding themselves, it is a
token that they are giving more thought to themselves than to you,
and a prince ought to guard against such, and to fear them as if they
were open enemies, because in adversity they always help to ruin him.
Therefore,
one who becomes a prince through the favour of the people ought to
keep them friendly, and this he can easily do seeing they only ask
not to be oppressed by him. But one who, in opposition to the people,
becomes a prince by the favour of the nobles, ought, above everything,
to seek to win the people over to himself, and this he may easily
do if he takes them under his protection. Because men, when they receive
good from him of whom they were expecting evil, are bound more closely
to their benefactor; thus the people quickly become more devoted to
him than if he had been raised to the principality by their favours;
and the prince can win their affections in many ways, but as these
vary according to the circumstances one cannot give fixed rules, so
I omit them; but, I repeat, it is necessary for a prince to have the
people friendly, otherwise he has no security in adversity.
Nabis17,
Prince of the Spartans, sustained the attack of all Greece, and of
a victorious Roman army, and against them he defended his country
and his government; and for the overcoming of this peril it was only
necessary for him to make himself secure against a few, but this would
not have been sufficient if the people had been hostile. And do not
let any one impugn this statement with the trite proverb that ‘He
who builds on the people, builds on the mud,’ for this is true
when a private citizen makes a foundation there, and persuades himself
that the people will free him when he is oppressed by his enemies
or by the magistrates; wherein he would find himself very often deceived,
as happened to the Gracchi
111
in Rome and to Messer Giorgio Scali18
in Florence. But granted a prince who has established himself as above,
who can command, and is a man of courage, undismayed in adversity,
who does not fail in other qualifications, and who, by his resolution
and energy, keeps the whole people encouraged — such a one will
never find himself deceived in them, and it will be shown that he
has laid his foundations well.
These
principalities are liable to danger when they are passing from the
civil to the absolute order of government, for such princes either
rule personally or through magistrates. In the latter case their government
is weaker and more insecure, because it rests entirely on the goodwill
of those citizens who are raised to the magistracy, and who, especially
in troubled times, can destroy the government with great ease, either
by intrigue or open defiance; and the prince has not the chance amid
tumults to exercise absolute authority, because the citizens and subjects,
accustomed to receive orders from magistrates, are not of a mind to
obey him amid these confusions, and there will always be in doubtful
times a scarcity of men whom he can trust. For such a prince cannot
rely upon what he observes in quiet times, when citizens had need
of the state, because then every one agrees with him; they all promise,
and when death is far distant they all wish to die for him; but in
troubled times, when the state has need of its citizens, then he finds
but few. And so much the more is this experiment dangerous, inasmuch
as it can only be tried once. Therefore a wise prince ought to adopt
such a course that his citizens will always in every sort and kind
of circumstance have need of the state and of him, and then he will
always find them faithful.
CONCERNING
THE WAY IN WHICH THE STRENGTH OF ALL PRINCIPALITIES OUGHT TO BE
MEASURED
IT
IS necessary to consider another point in examining the character
of these principalities: that is, whether a prince has such power
that, in case of need, he can support himself with his own resources,
or whether he has always need of the assistance of others. And to
make this quite clear I say that I consider those are able to support
themselves by their own resources who can, either by abundance of
men or money, raise a sufficient army to join battle against any
one who comes to attack them; and I consider those always to have
need of others who cannot show themselves against the enemy in the
field, but are forced to defend themselves by sheltering behind
walls. The first case has been discussed, but we will speak of it
again should it recur. In the second case one can say nothing except
to encourage such princes to provision and fortify their towns,
and not on any account to defend the country. And whoever shall
fortify his town well, and shall have managed the other concerns
of his subjects in the way stated above, and to be often repeated,
will never be attacked without great caution, for men are always
adverse to enterprises where difficulties can be seen, and it will
be seen not to be an easy thing to attack one who has his town well
fortified, and is not hated by his people. The
cities of Germany are absolutely free
112
, they own but little country around them, and they yield obedience
to the emperor when it suits them, nor do they fear this or any
other power they may have near them, because they are fortified
in such a way that every one thinks the taking of them by assault
would be tedious and difficult, seeing they have proper ditches
and walls, they have sufficient artillery, and they always keep
in public depots enough for one year’s eating, drinking, and
firing. And beyond this, to keep the people quiet and without loss
to the state, they always have the means of giving work to the community
in those labours that are the life and strength of the city, and
on the pursuit of which the people are supported; they also hold
military exercises in repute, and moreover have many ordinances
to uphold them.
Therefore,
a prince who has a strong city, and had not made himself odious, will
not be attacked, or if any one should attack he will only be driven
off with disgrace; again, because that affairs of this world are so
changeable, it is almost impossible to keep an army a whole year in
the field without being interfered with. And whoever should reply:
If the people have property outside the city, and see it burnt, they
will not remain patient, and the long siege and self-interest will
make them forget their prince; to this I answer that a powerful and
courageous prince will overcome all such difficulties by giving at
one time hope to his subjects that the evil will not be for long,
at another time fear of the cruelty of the enemy, then preserving
himself adroitly from those subjects who seem to him to be too bold.
Further,
the enemy would naturally on his arrival at once burn and ruin the
country at the time when the spirits of the people are still hot and
ready for the defence; and, therefore, so much the less ought the
prince to hesitate; because after a time, when spirits have cooled,
the damage is already done, the ills are incurred, and there is no
longer any remedy; and therefore they are so much the more ready to
unite with their prince, he appearing to be under obligations to them
now that their houses have been burnt and their possessions ruined
in his defence. For it is the nature of men to be bound by the benefits
they confer as much as by those they receive. Therefore, if everything
is well considered, it wilt not be difficult for a wise prince to
keep the minds of his citizens steadfast from first to last, when
he does not fail to support and defend them.
CONCERNING
ECCLESIASTICAL PRINCIPALITIES
IT
ONLY remains now to speak of ecclesiastical principalities, touching
which all difficulties are prior to getting possession, because they
are acquired either by capacity [virtù] or good fortune,
and they can be held without either; for they are sustained by the
ordinances of religion, which are so all-powerful, and of such a character
that the principalities may be held no matter how their princes behave
and live. These princes alone have states and do not defend them,
they have subjects and do not rule them; and the states, although
unguarded, are not taken from them, and the subjects, although not
ruled, do not care, and they have neither the desire nor the ability
to alienate themselves. Such principalities only are secure and happy.
But being upheld by powers, to which the human mind cannot reach,
I shall speak no more of them, because, being exalted and maintained
by God, it would be the act of a presumptuous and rash man to discuss
them
113.
Nevertheless,
if any one should ask of me how comes it that the Church has attained
such greatness in temporal power, seeing that from Alexander backwards
the Italian potentates
114
(not only those who have been called potentates, but every baron and
lord, though the smallest) have valued the temporal power very slightly
— yet now a king of France trembles before it, and it has been
able to drive him from Italy, and to ruin the Venetians
115—
although this may be very manifest, it does not appear to me superfluous
to recall it in some measure to memory.
Before
Charles, King of France, passed into Italy19, this country was under the dominion of
the Pope, the Venetians, the King of Naples, the Duke of Milan, and
the Florentines. These potentates had two principal anxieties: the
one, that no foreigner should enter Italy under arms; the other, that
none of themselves should seize more territory. Those about whom there
was the most anxiety were the Pope and the Venetians. To restrain
the Venetians the union of all the others was necessary, as it was
for the defence of Ferrara
116;
and to keep down the Pope they made use of the barons of Rome, who,
being divided into two factions, Orsini and Colonna, had always a
pretext for disorder, and, standing with arms in their hands under
the eyes of the Pontiff, kept the pontificate weak and powerless.
And although there might arise sometimes a courageous pope, such as
Sixtus [IV]
117,
yet neither fortune nor wisdom could rid him of these annoyances.
And the short life of a pope is also a cause of weakness; for in the
ten years, which is the average life of a pope, he can with difficulty
lower one of the factions; and if, so to speak, one pope should almost
destroy the Colonna, another would arise hostile to the Orsini, who
would support their opponents, and yet would not have time to ruin
the Orsini. This was the reason why the temporal powers of the pope
were little esteemed in Italy.
Alexander
VI arose afterwards, who of all the pontiffs that have ever been showed
how a pope with both money and arms was able to prevail; and through
the instrumentality of the Duke Valentino, and by reason of the entry
of the French, he brought about all those things which I have discussed
above in the actions of the duke. And although his intention was not
to aggrandize the Church, but the duke, nevertheless, what he did
contributed to the greatness of the Church, which, after his death
and the ruin of the duke, became the heir to all his labours.
Pope
Julius came afterwards and found the Church strong, possessing all
the Romagna, the barons of Rome reduced to impotence, and, through
the chastisements Alexander, the factions wiped out; he also found
the way open to accumulate money in a manner such as had never been
practised before Alexander’s time. Such things Julius not only
followed, but improved upon, and he intended to gain Bologna, to ruin
the Venetians, and to drive the French out of Italy. All of these
enterprises prospered with him, and so much the more to his credit,
inasmuch as he did everything to strengthen the Church and not any
private person. He kept also the Orsini and Colonna factions within
the bounds in which he found them; and although there was among them
some mind to make disturbance, nevertheless he held two things firm:
the one, the greatness of the church, with which he terrified them;
and the other, not allowing them to have their own cardinals, who
caused the disorders among them. For whenever these factions have
their cardinals they do not remain quiet for long, because cardinals
foster the factions in Rome and out of it, and the barons are compelled
to support them, and thus from the ambitions of prelates arise disorders
and tumults among the barons. For these reasons his Holiness Pope
Leo20 found the pontificate
most powerful, and it is to be hoped that, if others made it great
in arms, he will make it still greater and more venerated by his goodness
and infinite other virtues
118.
HOW MANY KINDS
OF SOLDIERY THERE ARE, AND CONCERNING MERCENARIES
HAVING
discoursed particularly on the characteristics of such principalities
as in the beginning I proposed to discuss, and having considered in
some degree the causes of their being good or bad, and having shown
the methods by which many have sought to acquire them and to hold
them, it now remains for me to discuss generally the means of offence
and defence which belong to each of them.
We
have seen above how necessary it is for a prince to have his foundations
well laid, otherwise it follows of necessity he will go to ruin. The
chief foundations of all states, new as well as old or composite,
are good laws and good arms; and as there cannot be good laws where
the state is not well armed, it follows that where they are well armed
they have good laws. I shall leave the laws out of the discussion
and shall speak of the arms.
I
say, therefore, that the arms with which a prince defends his state
are either his own, or they are mercenaries, auxiliaries, or mixed.
Mercenaries and auxiliaries are useless and dangerous; and if one
holds his state based on these arms, he will stand neither firm nor
safe; for they are disunited, ambitious and without discipline, unfaithful,
valiant before friends, cowardly before enemies; they have neither
the fear of God nor fidelity to men, and destruction is deferred only
so long as the attack is; for in peace one is robbed by them, and
in war by the enemy. The fact is, they have no other attraction or
reason for keeping the field than a trifle of stipend, which is not
sufficient to make them willing to die for you. They are ready enough
to be your soldiers whilst you do not make war, but if war comes they
take themselves off or run from the foe; which I should have little
trouble to prove, for the ruin of Italy has been caused by nothing
else than by resting all her hopes for many years on mercenaries,
and although they formerly made some display and appeared valiant
amongst themselves, yet when the foreigners came they showed what
they were. Thus it was that Charles, King of France, was allowed to
seize Italy with chalk in hand;21
and he who told us that our sins were the cause of it told the truth,
but they were not the sins he imagined, but those which I have related
119.
And as they were the sins of princes, it is the princes who have also
suffered the penalty
120.
I
wish to demonstrate further the infelicity of these arms. The mercenary
captains are either capable men or they are not; if they are, you
cannot trust them, because they always aspire to their own greatness,
either by oppressing you, who are their master, or others contrary
to your intentions; but if the captain is not skilful, you are ruined
in the usual way.
And
if it be urged that whoever is armed will act in the same way, whether
mercenary or not, I reply that when arms have to be resorted to, either
by a prince or a republic, then the prince ought to go in person and
perform the duty of captain; the republic has to send its citizens,
and when one is sent who does not turn out satisfactorily, it ought
to recall him, and when one is worthy, to hold him by the laws so
that he does not leave the command. And experience has shown princes
and republics, single-handed, making the greatest progress, and mercenaries
doing nothing except damage; and it is more difficult to bring a republic,
armed with its own arms, under the sway of one of its citizens than
it is to bring one armed with foreign arms. Rome and Sparta stood
for many ages armed and free. The Switzers are completely armed and
quite free.
Of
ancient mercenaries, for example, there are the Carthaginians, who
were oppressed by their mercenary soldiers after the first war with
the Romans, although the Carthaginians had their own citizens for
captains
121.
After the death of Epaminondas, Philip of Macedon was made captain
of their soldiers by the Thebans, and after victory he took away their
liberty
122
>Duke
Filippo being dead, the Milanese enlisted Francesco Sforza against
the Venetians, and he, having overcome the enemy at Caravaggio22,
allied himself with them to crush the Milanese, his masters
123.
His father, Sforza, having been engaged by Queen Johanna23
of Naples, left her unprotected, so that she was forced to throw herself
into the arms of the King of Aragon, in order to save her kingdom
124.
And if the Venetians and Florentines formerly extended their dominions
by these arms, and yet their captains did not make themselves princes,
but have defended them, I reply that the Florentines in this case
have been favoured by chance, for of the able captains, of whom they
might have stood in fear, some have not conquered, some have been
opposed, and others have turned their ambitions elsewhere. One who
did not conquer was Giovanni Acuto,24 and since he did not conquer his fidelity
cannot be proved; but every one will acknowledge that, had he conquered,
the Florentines would have stood at his discretion. Sforza had the
Bracceschi always against him, so they watched each other
125.
Francesco turned his ambition to Lombardy; Braccio against the Church
and the kingdom of Naples
126.
But let us come to that which happened a short while ago. The Florentines
appointed as their captain Paolo Vitelli
127,
a most prudent man, who from a private position had risen to the greatest
renown. If this man had taken Pisa, nobody can deny that it would
have been proper for the Florentines to keep in with him, for if he
became the soldier of their enemies they had no means of resisting,
and if they held to him they must obey him. The Venetians, if their
achievements are considered, will be seen to have acted safely and
gloriously so long as they sent to war their own men, when with armed
gentlemen and plebeians they did valiantly. This was before they turned
to enterprises on land, but when they began to fight on land they
forsook this virtue and followed the custom of Italy. And in the beginning
of their expansion on land, through not having much territory, and
because of their great reputation, they had not much to fear from
their captains; but when they expanded, as under Carmignola25,
they had a taste of this mistake; for, having found him a most valiant
man (they beat the Duke of Milan under his leadership), and, on the
other hand, knowing how lukewarm he was in the war, they feared they
would no longer conquer under him, and for this reason they were not
willing, nor were they able, to let him go; and so, not to lose again
that which they had acquired, they were compelled, in order to secure
themselves, to murder him
128.
They had afterwards for their captains Bartolomeo da Bergamo, Roberto
da San Severino, the Count of Pitigliano26,
and the like, under whom they had to dread loss and not gain, as happened
afterwards at Vaila27,
where in one battle they lost that which in eight hundred years they
had acquired with so much trouble. Because from such arms conquests
come but slowly, long delayed and inconsiderable, but the losses sudden
and portentous.
And
as with these examples I have reached Italy, which has been ruled
for many years by mercenaries, I wish to discuss them more seriously,
in order that, having seen their rise and progress, one may be better
prepared to counteract them. You must understand that the empire has
recently come to be repudiated in Italy
129,
that the Pope has acquired more temporal power, and that Italy has
been divided up into more states, for the reason that many of the
great cities took up arms against their nobles, who, formerly favoured
by the emperor, were oppressing them, whilst the Church was favouring
them so as to gain authority in temporal power: in many others their
citizens became princes. From this it came to pass that Italy fell
partly into the hands of the Church and of republics, and, the Church
consisting of priests and the republic of citizens unaccustomed to
arms, both commenced to enlist foreigners.
The
first who gave renown to this soldiery was Alberigo da Conio28,
a native of the Romagna. From the school of this man sprang, among
others, Braccio and Sforza, who in their time were the arbiters of
Italy. After these came all the other captains who till now have directed
the arms of Italy; and the end of all their valour has been, that
she has been overrun by Charles, robbed by Louis, ravaged by Ferdinand,
and insulted by the Switzers. The principle that has guided them has
been, first, to lower the credit of infantry so that they might increase
their own. They did this because, subsisting on their pay and without
territory, they were unable to support many soldiers, and a few infantry
did not give them any authority; so they were led to employ cavalry,
with a moderate force of which they were maintained and honoured;
and affairs were brought to such a pass that, in an army of twenty
thousand soldiers, there were not to be found two thousand foot soldiers.
They had, besides this, used every art to lessen fatigue and danger
to themselves and their soldiers, not killing in the fray, but taking
prisoners and liberating without ransom. They did not attack towns
at night, nor did the garrisons of the towns attack encampments at
night; they did not surround the camp either with stockade or ditch,
nor did they campaign in the winter. All these things were permitted
by their military rules, and devised by them to avoid, as I have said,
both fatigue and dangers; thus they have brought Italy to slavery
and contempt.
CONCERNING
AUXILIARIES, MIXED SOLDIERY, AND ONE’S OWN
AUXILIARIES,
which are the other useless arm, are employed when a prince is called
in with his forces to aid and defend, as was done by Pope Julius in
the most recent times; for he, having, in the enterprise against Ferrara,
had poor proof of his mercenaries, turned to auxiliaries, and stipulated
with Ferdinand29, King of Spain, for his assistance with
men and arms
130.
These arms may be useful and good in themselves, but for him who calls
them in they are always disadvantageous; for losing, one is undone,
and winning, one is their captive.
And
although ancient histories may be full of examples, I do not wish
to leave this recent one of Pope Julius II, the peril of which cannot
fall to be perceived; for he, wishing to get Ferrara, threw himself
entirely into the hands of the foreigner. But his good fortune brought
about a third event, so that he did not reap the fruit of his rash
choice; because, having auxiliaries routed at Ravenna, and the Switzers
having risen and driven out the conquerors (against all expectation,
both his and others)
131,
it so came to pass that he did not become prisoner to his enemies,
they having fled, nor to his auxiliaries, he having conquered by other
arms than theirs.
The
Florentines, being entirely without arms, sent ten thousand Frenchmen
to take Pisa, whereby they ran more danger than at any other time
of their troubles
132.
.
The
Emperor of Constantinople30,
to oppose his neighbours, sent ten thousand Turks into Greece, who,
on the war being finished, were not willing to quit; this was the
beginning of the servitude of Greece to the infidels.
Therefore,
let him who has no desire to conquer make use of these arms, for they
are much more hazardous than mercenaries, because with them the ruin
is ready made; they are all united, all yield obedience to others;
but with mercenaries, when they have conquered, more time and better
opportunities are needed to injure you; they are not all of one community,
they are found and paid by you, and a third party, which you have
made their head, is not able all at once to assume enough authority
to injure you. In conclusion, in mercenaries dastardy is most dangerous;
in auxiliaries, valour. The wise prince, therefore, has always avoided
these arms and turned to his own; and has been willing rather to lose
with them than to conquer with others, not deeming that a real victory
which is gained with the arms of others.
I
shall never hesitate to cite Cesare Borgia and his actions. This duke
entered the Romagna with auxiliaries, taking there only French soldiers,
and with them he captured Imola and Forli; but afterwards, such forces
not appearing to him reliable, he turned to mercenaries, discerning
less danger in them, and enlisted the Orsini and Vitelli; whom presently,
on handling and finding them doubtful, unfaithful, and dangerous,
he destroyed and turned to his own men. And the difference between
one and the other of these forces can easily be seen when one considers
the difference there was in the reputation of the duke, when he had
the French, when he had the Orsini and Vitelli, and when he relied
on his own soldiers, on whose fidelity he could always count and found
it ever increasing; he was never esteemed more highly than when every
one saw that he was complete master of his own forces.
I
was not intending to go beyond Italian and recent examples, but I
am unwilling to leave out Hiero, the Syracusan, he being one of those
I have named above
133.
This man, as I have said, made head of the army by the Syracusans,
soon found out that a mercenary soldiery, constituted like our Italian
condottieri, was of no use; and it appearing to him that he could
neither keep them nor let them go, he had them all cut to pieces,
and afterwards made war with his own forces and not with aliens.
I
wish also to recall to memory an instance from the Old Testament applicable
to this subject. David offered himself to Saul to fight with Goliath,
the Philistine champion, and, to give him courage, Saul armed him
with his own weapons; which David rejected as soon as he had them
on his back, saying he could make no use of them, and that he wished
to meet the enemy with his sling and his knife
134.
In conclusion, the arms of others either fall from your back, or they
weigh you down, or they bind you fast.
Charles
VII31, the father of
King Louis XI32, having
by good fortune and valour liberated France from the English, recognized
the necessity of being armed with forces of his own, and he established
in his kingdom ordinances concerning men-at-arms and infantry. Afterwards
his son, King Louis, abolished the infantry and began to enlist the
Switzers, which mistake, followed by others, is, as is now seen, a
source of peril to that kingdom; because, having raised the reputation
of the Switzers, he has entirely diminished the value of his own arms,
for he has destroyed the infantry altogether; and his men-at-arms
he has subordinated to others, for, being as they are so accustomed
to fight along with Switzers, it does not appear that they can now
conquer without them. Hence it arises that the French cannot stand
against the Switzers, and without the Switzers they do not come off
well against others. The armies of the French have thus become mixed,
partly mercenary and partly national, both of which arms together
are much better than mercenaries alone or auxiliaries alone, yet much
inferior to one’s own forces. And this example proves it, the
kingdom of France would be unconquerable if the ordinance of Charles
had been enlarged or maintained.
But
the scanty wisdom of man, on entering into an affair which looks well
at first, cannot discern the poison that is hidden in it, as I have
said above of hectic fevers
135..
Therefore, if he who rules a principality cannot recognize evils until
they are upon him, he is not truly wise; and this insight is given
to few. And if the first disaster to the Roman Empire33 should be examined, it will be found to
have commenced only with the enlisting of the Goths; because from
that time the vigour of the Roman Empire began to decline, and all
that valour which had raised it passed away to others.
I
conclude, therefore, that no principality is secure without having
its own forces; on the contrary, it is entirely dependent on good
fortune, not having the valour which in adversity would defend it.
And it has always been the opinion and judgment of wise men "that
nothing can be so uncertain or unstable as fame or power not founded
on its own strength"
136.
And one’s own forces are those which are composed either of
subjects, citizens, or dependants; all others are mercenaries or auxiliaries.
And the way to take ready one’s own forces will be easily found
if the rules suggested by me shall be reflected upon
137.,
and if one will consider how Philip, the father of Alexander the Great,
and many republics and princes have armed and organized themselves,
to which rules I entirely commit myself.
THAT WHICH
CONCERNS A PRINCE ON THE SUBJECT OF THE ART OF WAR
A
PRINCE ought to have no other aim or thought, nor select anything
else for his study, than war and its rules and discipline; for this
is the sole art that belongs to him who rules, and it is of such force
that it not only upholds those who are born princes, but it often
enables men to rise from a private station to that rank. And, on the
contrary, it is seen that when princes have thought more of ease than
of arms they have lost their states. And the first cause of your losing
it is to neglect this art; and what enables you to acquire a state
is to be master of the art. Francesco Sforza, through being martial,
from a private person became Duke of Milan; and the sons, through
avoiding the hardships and troubles of arms, from dukes became private
persons. For among other evils which being unarmed brings you, it
causes you to be despised, and this is one of those ignominies against
which a prince ought to guard himself, as is shown later on
138.
Because there is nothing proportionate between the armed and the unarmed;
and it is not reasonable that he who is armed should yield obedience
willingly to him who is unarmed, or that the unarmed man should be
secure among armed servants. Because, there being in the one disdain
and in the other suspicion, it is not possible for them to work well
together. And therefore a prince who does not understand the art of
war, over and above the other misfortunes already mentioned, cannot
be respected by his soldiers, nor can he rely on them. He ought never,
therefore, to have out of his thoughts this subject of war, and in
peace he should addict himself more to its exercise than in war; this
he can do in two ways, the one by action, the other by study.
As
regards action, he ought above all things to keep his men well organized
and drilled, to follow incessantly the chase, by which he accustoms
his body to hardships, and learns something of the nature of localities,
and gets to find out how the mountains rise, how the valleys open
out, how the plains lie, and to understand the nature of rivers and
marshes, and in all this to take the greatest care. Which knowledge
is useful in two ways. Firstly, he learns to know his country, and
is better able to undertake its defence; afterwards, by means of the
knowledge and observation of that locality, he understands with ease
any other which it may be necessary for him to study hereafter; because
the hills, valleys, and plains, and rivers and marshes that are, for
instance, in Tuscany, have a certain resemblance to those of other
countries, so that with a knowledge of the aspect of one country one
can easily arrive at a knowledge of others. And the prince that lacks
this skill lacks the essential which it is desirable that a captain
should possess, for it teaches him to surprise his enemy, to select
quarters, to lead armies, to array the battle, to besiege towns to
advantage
139.
Philopoemen34,
Prince of the Achaeans, among other praises which writers have bestowed
on him
140,
is commended because in time of peace he never had anything in his
mind but the rules of war; and when he was in the country with friends,
he often stopped and reasoned with them: “If the enemy should
be upon that hill, and we should find ourselves here with our army,
with whom would be the advantage? How should one best advance to meet
him, keeping the ranks? If we should wish to retreat, how ought we
to set about it? If they should retreat, how ought we to pursue?”
And he would set forth to them, as he went, all the chances that could
befall an army; he would listen to their opinion and state his, confirming
it with reasons, so that by these continual discussions there could
never arise, in time of war, any unexpected circumstances that he
could deal with.
But
to exercise the intellect the prince should read histories, and study
there the actions of illustrious men, to see how they have borne themselves
in war, to examine the causes of their victories and defeat, so as
to avoid the latter and imitate the former; and above all do as an
illustrious man did, who took as an exemplar one who had been praised
and famous before him, and whose achievements and deeds he always
kept in his mind, as it is said Alexander the Great imitated Achilles,
Caesar Alexander, Scipio Cyrus. And whoever reads the life of Cyrus,
written by Xenophon, will recognize afterwards in the life of Scipio
how that imitation was his glory, and how in chastity, affability,
humanity, and liberality Scipio conformed to those things which have
been written of Cyrus by Xenophon. A wise prince ought to observe
some such rules, and never in peaceful times stand idle, but increase
his resources with industry in such a way that they may be available
to him in adversity, so that if fortune changes it may find him prepared
to resist her blows.
CONCERNING
THINGS FOR WHICH MEN, AND ESPECIALLY PRINCES, ARE PRAISED OR BLAMED
IT
REMAINS now to see what ought to be the rules of conduct for a prince
towards subject and friends. And as I know that many have written
on this point, I expect I shall be considered presumptuous in mentioning
it again, especially as in discussing it I shall depart from the methods
of other people. But, it being my intention to write a thing which
shall be useful to him who apprehends it, it appears to me more appropriate
to follow up the real truth of a matter than the imagination of it;
for many have pictured republics and principalities which in fact
have never been known or seen, because how one lives is so far distant
from how one ought to live, that he who neglects what is done for
what ought to be done, sooner effects his ruin than his preservation;
for a man who wishes to act entirely up to his professions of virtue
soon meets with what destroys him among so much that is evil.
Hence
it is necessary for a prince wishing to hold his own to know how to
do wrong, and to make use of it or not according to necessity. Therefore,
putting on one side imaginary things concerning a prince, and discussing
those which are real, I say that all men when they are spoken of,
and chiefly princes for being more highly placed, are remarkable for
some of those qualities which bring them either blame or praise; and
thus it is that one is reputed liberal, another miserly, using a Tuscan
term (because an avaricious person in our language is still he who
desires to possess by robbery
141,
whilst we call one miserly who deprives himself too much of the use
of his own); one is reputed generous, one rapacious; one cruel, one
compassionate; one faithless, another faithful; one effeminate and
cowardly, another bold and brave; one affable, another haughty; one
lascivious, another chaste; one sincere, another cunning; one hard,
another easy; one grave, another frivolous; one religious, another
unbelieving, and the like. And I know that every one will confess
that it would be most praiseworthy in a prince to exhibit all the
above qualities that are considered good; but because they can neither
be entirely possessed nor observed, for human conditions do not permit
it, it is necessary for him to be sufficiently prudent that he may
know how to avoid the reproach of those vices which would lose him
his state; and also to keep himself, if it be possible, from those
which would not lose him it; but this not being possible, he may with
less hesitation abandon himself to them. And again, he need not make
himself uneasy at incurring a reproach for those vices without which
the state can only be saved with difficulty, for if everything is
considered carefully, it will be found that something which looks
like virtue, if followed, would be his ruin; whilst something else,
which looks like vice, yet followed brings him security and prosperity.
CONCERNING
LIBERALITY AND MEANNESS
COMMENCING
then with the first of the above-named characteristics, I say that
it would be well to be reputed liberal. Nevertheless, liberality exercised
in a way that does not bring you the reputation for it, injures you;
for if one exercises it honestly and as it should be exercised, it
may not become known, and you will not avoid the reproach of its opposite.
Therefore, any one wishing to maintain among men the name of liberal
is obliged to avoid no attribute of magnificence; so that a prince
thus inclined will consume in such acts all his property, and will
be compelled in the end, if he wish to maintain the name of liberal,
to unduly weigh down his people, and tax them, and do everything he
can to get money. This will soon make him odious to his subjects,
and becoming poor he will be little valued by any one; thus, with
his liberality, having offended many and rewarded few, he is affected
by the very first trouble and imperilled by whatever may be the first
danger; recognizing this himself, and wishing to draw back from it,
he runs at once into the reproach of being miserly.
Therefore,
a prince, not being able to exercise this virtue of liberality in
such a way that it is recognized, except to his cost, if he is wise
he ought not to fear the reputation of being mean, for in time he
will come to be more considered than if liberal, seeing that with
his economy his revenues are enough, that he can defend himself against
all attacks, and is able to engage in enterprises without burdening
his people; thus it comes to pass that he exercises liberality towards
all from whom he does not take, who are numberless, and meanness towards
those to whom he does not give, who are few.
We
have not seen great things done in our time except by those who have
been considered mean; the rest have failed. Pope Julius the Second
was assisted in reaching the papacy by a reputation for liberality,
yet he did not strive afterwards to keep it up, when he made war on
the King of France; and he made many wars without imposing any extraordinary
tax on his subjects, for he supplied his additional expenses out of
his long thriftiness. The present King of Spain would not have undertaken
or conquered in so many enterprises if he had been reputed liberal
142.
A prince, therefore, provided that he has not to rob his subjects,
that he can defend himself, that he does not become poor and abject,
that he is not forced to become rapacious, ought to hold of little
account a reputation for being mean, for it is one of those vices
which will enable him to govern.
And
if any one should say: Caesar obtained empire by liberality, and many
others have reached the highest positions by having been liberal,
and by being considered so, I answer: Either you are a prince in fact,
or in a way to become one. In the first case this liberality is dangerous,
in the second it is very necessary to be considered liberal; and Caesar
was one of those who wished to become pre-eminent in Rome; but if
he had survived after becoming so, and had not moderated his expenses,
he would have destroyed his government. And if any one should reply:
Many have been princes, and have done great things with armies, who
have been considered very liberal, I reply: Either a prince spends
that which is his own or his subjects’ or else that of others.
In the first case he ought to be sparing, in the second he ought not
to neglect any opportunity for liberality. And to the price who goes
forth with his army, supporting it by pillage, sack, and extortion,
handling that which belongs to others, this liberality is necessary,
otherwise he would not be followed by soldiers. And of that which
is neither yours nor your subjects’ you can be a ready giver,
as were Cyrus, Caesar, and Alexander; because it does not take away
your reputation if you squander that of others, but adds to it; it
is only squandering your own that injures you.
And
there is nothing wastes so rapidly as liberality, for even whilst
you exercise it you lose the power to do so, and so become either
poor or despised, or else, in avoiding poverty, rapacious and hated.
And a prince should guard himself, above all things, against being
despised and hated; and liberality leads you to both. Therefore it
is wiser to have a reputation for meanness which brings reproach without
hatred, than to be compelled through seeking a reputation for liberality
to incur a name for rapacity which begets reproach with hatred.
CONCERNING
CRUELTY AND CLEMENCY, AND WHETHER IT IS BETTER TO BE LOVED THAN
FEARED
COMING
now to the other qualities mentioned above, I say that every prince
ought to desire to be considered clement and not cruel. Nevertheless
he ought to take care not to misuse this clemency. Cesare Borgia was
considered cruel; notwithstanding, his cruelty reconciled the Romagna,
unified it, and restored it to peace and loyalty. And if this be rightly
considered, he will be seen to have been much more merciful than the
Florentine people, who, to avoid a reputation for cruelty, permitted
Pistoia
143
to be destroyed.35 Therefore
a prince, so long as he keeps his subjects united and loyal, ought
not to mind the reproach of cruelty; because with a few examples he
will be more merciful than those who, through too much mercy, allow
disorders to arise, from which follow murders or robberies; for these
are wont to injure the whole people, whilst those executions which
originate with a prince offend the individual only.
And
of all princes, it is impossible for the new prince to avoid the imputation
of cruelty, owing to new states being full of dangers. Hence Virgil,
through the mouth of Dido, excuses the inhumanity of her reign owing
to its being new, saying:
Res
dura, et regni novitas me talia cogunt
Moliri, et late fines custode tueri.36
Nevertheless
he ought to be slow to believe and to act, nor should he himself show
fear, but proceed in a temperate manner with prudence and humanity,
so that too much confidence may not make him incautious and too much
distrust render him intolerable.
Upon
this a question arises: whether it be better to be loved than feared
or feared than loved? It may be answered that one should wish to be
both, but, because it is difficult to unite them in one person, is
much safer to be feared than loved, when, of the two, either must
be dispensed with. Because this is to be asserted in general of men,
that they are ungrateful, fickle, false, cowardly, covetous, and as
long as you succeed they are yours entirely; they will offer you their
blood, property, life and children, as is said above, when the need
is far distant; but when it approaches they turn against you. And
that prince who, relying entirely on their promises, has neglected
other precautions, is ruined; because friendships that are obtained
by payments, and not by greatness or nobility of mind, may indeed
be earned, but they are not secured, and in time of need cannot be
relied upon; and men have less scruple in offending one who is beloved
than one who is feared, for love is preserved by the link of obligation
which, owing to the baseness of men, is broken at every opportunity
for their advantage; but fear preserves you by a dread of punishment
which never fails.
Nevertheless
a prince ought to inspire fear in such a way that, if he does not
win love, he avoids hatred; because he can endure very well being
feared whilst he is not hated, which will always be as long as he
abstains from the property of his citizens and subjects and from their
women. But when it is necessary for him to proceed against the life
of someone, he must do it on proper justification and for manifest
cause, but above all things he must keep his hands off the property
of others, because men more quickly forget the death of their father
than the loss of their patrimony. Besides, pretexts for taking away
the property are never wanting; for he who has once begun to live
by robbery will always find pretexts for seizing what belongs to others;
but reasons for taking life, on the contrary, are more difficult to
find and sooner lapse. But when a prince is with his army, and has
under control a multitude of soldiers, then it is quite necessary
for him to disregard the reputation of cruelty, for without it he
would never hold his army united or disposed to its duties.
Among
the wonderful deeds of Hannibal this one is enumerated: that having
led an enormous army, composed of many various races of men, to fight
in foreign lands, no dissensions arose either among them or against
the prince, whether in his bad or in his good fortune. This arose
from nothing else than his inhuman cruelty, which, with his boundless
valour, made him revered and terrible in the sight of his soldiers,
but without that cruelty, his other virtues were not sufficient to
produce this effect
144.
And shortsighted writers admire his deeds from one point of view and
from another condemn the principal cause of them
145.
That it is true his other virtues would not have been sufficient for
him may be proved by the case of Scipio, that most excellent man,
not of his own times but within the memory of man, against whom, nevertheless,
his army rebelled in Spain; this arose from nothing but his too great
forbearance, which gave his soldiers more licence than is consistent
with military discipline
146.
For this he was upbraided in the Senate by Fabius Maximus, and called
the corrupter of the Roman soldiery. The Locrians
147
were laid waste by a legate of Scipio, yet they were not avenged by
him, nor was the insolence of the legate punished, owing entirely
to his easy nature. Insomuch that someone in the Senate, wishing to
excuse him, said there were many men who knew much better how not
to err than to correct the errors of others. This disposition, if
he had been continued in the command, would have destroyed in time
the fame and glory of Scipio; but, he being under the control of the
Senate, this injurious characteristic not only concealed itself, but
contributed to his glory.
Returning
to the question of being feared or loved, I come to the conclusion
that, men loving according to their own will and fearing according
to that of the prince, a wise prince should establish himself on that
which is in his own control and not in that of others; he must endeavour
only to avoid hatred, as is noted.
CONCERNING
THE WAY IN WHICH PRINCES SHOULD KEEP FAITH37
EVERY
one admits how praiseworthy it is in a prince to keep faith, and to
live with integrity and not with craft. Nevertheless our experience
has been that those princes who have done great things have held good
faith of little account, and have known how to circumvent the intellect
of men by craft, and in the end have overcome those who have relied
on their word. You must know there are two ways of contesting38
the one by the law, the other by force; the first method is proper
to men, the second to beasts; but because the first is frequently
not sufficient, it is necessary to have recourse to the second. Therefore
it is necessary for a prince to understand how to avail himself of
the beast and the man. This has been figuratively taught to princes
by ancient writers, who describe how Achilles and many other princes
of old were given to the Centaur Chiron
148,
to nurse, who brought them up in his discipline; which means solely
that, as they had for a teacher one who was half beast and half man,
so it is necessary for a prince to know how to make use of both natures,
and that one without the other is not durable. A prince, therefore,
being compelled knowingly to adopt the beast, ought to choose the
fox and the lion; because the lion cannot defend himself against snares
and the fox cannot defend himself against wolves. Therefore, it is
necessary to be a fox to discover the snares and a lion to terrify
the wolves. Those who rely simply on the lion do not understand what
they are about. Therefore a wise lord cannot, nor ought he to, keep
faith when such observance may be turned against him, and when the
reasons that caused him to pledge it exist no longer. If men were
entirely good this precept would not hold, but because they are bad
149,
and will not keep faith with you, you too are not bound to observe
it with them. Nor will there ever be wanting to a prince legitimate
reasons to excuse this nonobservance. Of this endless modern examples
could be given, showing how many treaties and engagements have been
made void and of no effect through the faithlessness of princes; and
he who has known best how to employ the fox has succeeded best.
But
it is necessary to know well how to disguise this characteristic,
and to be a great pretender and dissembler; and men are so simple,
and so subject to present necessities, that he who seeks to deceive
will always find someone who will allow himself to be deceived. One
recent example I cannot pass over in silence. Alexander VI did nothing
else but deceive men, nor ever thought of doing otherwise, and he
always found victims; for there never was a man who had greater power
in asserting, or who with greater oaths would affirm a thing, yet
would observe it less; nevertheless his deceits always succeeded according
to his wishes39, because he well understood this side
of mankind.
Therefore
it is unnecessary for a prince to have all the good qualities I have
enumerated, but it is very necessary to appear to have them. And I
shall dare to say this also, that to have them and always to observe
them is injurious, and that to appear to have them is useful; to appear
merciful, faithful, humane, religious, upright, and to be so, but
with a mind so framed that should you require not to be so, you may
be able and know how to change to the opposite.
And
you have to understand this, that a prince, especially a new one,
cannot observe all those things for which men are esteemed, being
often forced, in order to maintain the state, to act contrary to faith40,
friendship, humanity, and religion. Therefore it is necessary for
him to have a mind ready to turn itself accordingly as the winds and
variations of fortune force it, yet, as I have said above, not to
diverge from the good if he can avoid doing so, but, if compelled,
then to know how to set about it.
For
this reason a prince ought to take care that he never lets anything
slip from his lips that is not replete with the above-named five qualities,
that he may appear to him who sees and hears him altogether merciful,
faithful, humane, upright, and religious. There is nothing more necessary
to appear to have than this last quality, inasmuch as men judge generally
more by the eye than by the hand, because it belongs to everybody
to see you, to few to come in touch with you. Every one sees what
you appear to be, few really know what you are, and those few dare
not oppose themselves to the opinion of the many, who have the majesty
of the state to defend them; and in the actions of all men, and especially
of princes, which it is not prudent to challenge, one judges by the
result.
For
that reason, let a prince have the credit of conquering and holding
his state, the means will always be considered honest, and he will
be praised by everybody because the vulgar are always taken by what
a thing seems to be and by what comes of it; and in the world there
are only the vulgar, for the few find a place there only when the
many have no ground to rest on.
One
prince41 of the present
time, whom it is not well to name, never preaches anything else but
peace and good faith, and to both he is most hostile, and either,
if he had kept it, would have deprived him of reputation and kingdom
many a time
150.
THAT ONE SHOULD
AVOID BEING DESPISED AND HATED
Now,
concerning the characteristics of which mention is made above, I have
spoken of the more important ones, the others I wish to discuss briefly
under this generality, that the prince must consider, as has been
in part said before, how to avoid those things which will make him
hated or contemptible; and as often as he shall have succeeded he
will have fulfilled his part, and he need not fear any danger in other
reproaches.
It
makes him hated above all things, as I have said, to be rapacious,
and to be a violator of the property and women of his subjects, from
both of which he must abstain. And when neither their property nor
honour is touched, the majority of men live content, and he has only
to contend with the ambition of a few, whom he can curb with ease
in many ways.
It
makes him contemptible to be considered fickle, frivolous, effeminate,
mean-spirited, irresolute, from all of which a prince should guard
himself as from a rock; and he should endeavour to show in his actions
greatness, courage, gravity, and fortitude; and in his private dealings
with his subjects let him show that his judgments are irrevocable,
and maintain himself in such reputation that no one can hope either
to deceive him or to get round him.
That
prince is highly esteemed who conveys this impression of himself,
and he who is highly esteemed is not easily conspired against; for,
provided it is well known that he is an excellent man and revered
by his people, he can only be attacked with difficulty. For this reason
a prince ought to have two fears, one from within, on account of his
subjects, the other from without, on account of external powers. From
the latter he is defended by being well armed and having good allies,
and if he is well armed he will have good friends, and affairs will
always remain quiet within when they are quiet without, unless they
should have been already disturbed by conspiracy; and even should
affairs outside be disturbed, if he has carried out his preparations
and has lived as I have said, as long as he does not despair, he will
resist every attack, as I said Nabis the Spartan did
151.
But
concerning his subjects, when affairs outside are disturbed he has
only to fear that they will conspire secretly, from which a prince
can easily secure himself by avoiding being hated and despised, and
by keeping the people satisfied with him, which it is most necessary
for him to accomplish, as I said above at length. And one of the most
efficacious remedies that a prince can have against conspiracies is
not to be hated and despised by the people, for he who conspires against
a prince always expects to please them by his removal; but when the
conspirator can only look forward to offending them, he will not have
the courage to take such a course, for the difficulties that confront
a conspirator are infinite. And as experience shows, many have been
the conspiracies, but few have been successful; because he who conspires
cannot act alone, nor can he take a companion except from those whom
he believes to be malcontents, and as soon as you have opened your
mind to a malcontent you have given him the material with which to
content himself, for by denouncing you he can look for every advantage;
so that, seeing the gain from this course to be assured, and seeing
the other to be doubtful and full of dangers, he must be a very rare
friend, or a thoroughly obstinate enemy of the prince, to keep faith
with you.
And,
to reduce the matter into a small compass, I say that, on the side
of the conspirator, there is nothing but fear, jealousy, prospect
of punishment to terrify him; but on the side of the prince there
is the majesty of the principality, the laws, the protection of friends
and the state to defend him; so that, adding to all these things the
popular goodwill, it is impossible that any one should be so rash
as to conspire. For whereas in general the conspirator has to fear
before the execution of his plot, in this case he has also to fear
the sequel to the crime; because on account of it he has the people
for an enemy, and thus cannot hope for any escape
152.
Endless examples
could be given on this subject, but I will be content with one,
brought to pass within the memory of our fathers.Messer
Annibale Bentivoglio, who was prince in Bologna (grandfather of
the present Annibale)
153,
having been murdered by the Canneschi, who had conspired against
him, not one of his family survived but Messer Giovanni42,
who was in childhood: immediately after his assassination the people
rose and murdered all the Canneschi. This sprung from the popular
goodwill which the house of Bentivoglio enjoyed in those days in
Bologna; which was so great that, although none remained there after
the death of Annibale who were able to rule the state, the Bolognese,
having information that there was one of the Bentivoglio family
in Florence, who up to that time had been considered the son of
a blacksmith, sent to Florence for him and gave him the government
of their city, and it was ruled by him until Messer Giovanni came
in due course to the government
154.
For
this reason I consider that a prince ought to reckon conspiracies
of little account when his people hold him in esteem; but when it
is hostile to him, and bears hatred towards him, he ought to fear
everything and everybody. And well-ordered states and wise princes
have taken every care not to drive the nobles to desperation, and
to keep the people satisfied and contented, for this is one of the
most important objects a prince can have.
Among
the best ordered and governed kingdoms of our times is France, and
in it are found many good institutions on which depend the liberty
and security of the king; of these the first is the parliament and
its authority, because he who founded the kingdom, knowing the ambition
of the nobility and their boldness, considered that a bit in their
mouths would be necessary to hold them in; and, on the other side,
knowing the hatred of the people, founded in fear, against the nobles,
he wished to protect them, yet he was not anxious for this to be the
particular care of the king; therefore, to take away the reproach
which he would be liable to from the nobles for favouring the people,
and from the people for favouring the nobles, he set up an arbiter
155,
who should be one who could beat down the great and favour the lesser
without reproach to the king. Neither could you have a better or a
more prudent arrangement, or a greater source of security to the king
and kingdom. From this one can draw another important conclusion,
that princes ought to leave affairs of reproach to the management
of others, and keep those of grace in their own hands. And further,
I consider that a prince ought to cherish the nobles, but not so as
to make himself hated by the people.
It
may appear, perhaps, to some who have examined the lives and deaths
of the Roman emperors that many of them would be an example contrary
to my opinion, seeing that some of them lived nobly and showed great
qualities of soul, nevertheless they have lost their empire or have
been killed by subjects who have conspired against them. Wishing,
therefore, to answer these objections, I will recall the characters
of some of the emperors, and will show that the causes of their ruin
were not different to those alleged by me; at the same time I will
only submit for consideration those things that are noteworthy to
him who studies the affairs of those times.
It
seems to me sufficient to take all those emperors who succeeded to
the empire from Marcus the philosopher down to Maximinus; they were
Marcus and his son Commodus, Pertinax, Julian, Severus and his son
Antoninus Caracalla, Macrinus, Heliogabalus, Alexander, and Maximinus.
There
is first to note that, whereas in other principalities the ambition
of the nobles and the insolence of the people only have to be contended
with, the Roman emperors had a third difficulty in having to put up
with the cruelty and avarice of their soldiers, a matter so beset
with difficulties that it was the ruin of many; for it was a hard
thing to give satisfaction both to soldiers and people; because the
people loved peace, and for this reason they loved the unaspiring
prince, whilst the soldiers loved the warlike prince who was bold,
cruel, and rapacious, which qualities they were quite willing he should
exercise upon the people, so that they could get double pay and give
vent to their greed and cruelty. Hence it arose that those emperors
were always overthrown who, either by birth or training, had no great
authority, and most of them, especially those who came new to the
principality, recognizing the difficulty of these two opposing humours,
were inclined to give satisfaction to the soldiers, caring little
about injuring the people. Which course was necessary, because, as
princes cannot help being hated by someone, they ought, in the first
place, to avoid being hated by every one, and when they cannot compass
this, they ought to endeavour with the utmost diligence to avoid the
hatred of the most powerful. Therefore, those emperors who through
inexperience had need of special favour adhered more readily to the
soldiers than to the people; a course which turned out advantageous
to them or not, accordingly as the prince knew how to maintain authority
over them.
From
these causes it arose that Marcus [Aurelius]
156,
Pertinax
157,
and Alexander
158,
being all men of modest life, lovers of justice, enemies to cruelty,
humane, and benignant, came to a sad end except Marcus; he alone lived
and died honoured, because he had succeeded to the throne by hereditary
title, and owed nothing either to the soldiers or the people; and
afterwards, being possessed of many virtues which made him respected,
he always kept both orders in their places whilst he lived, and was
neither hated nor despised.
But
Pertinax was created emperor against the wishes of the soldiers, who,
being accustomed to live licentiously under Commodus, could not endure
the honest life to which Pertinax wished to reduce them; thus, having
given cause for hatred, to which hatred there was added contempt for
his old age, he was overthrown at the very beginning of his administration.
And here it should be noted that hatred is acquired as much by good
works as by bad ones, therefore, as I said before, a prince wishing
to keep his state is very often forced to do evil; for when that body
is corrupt whom you think you have need of to maintain yourself —
it may be either the people or the soldiers or the nobles —
you have to submit to its humours and to gratify them, and then good
works will do you harm.
But let us come
to Alexander, who was a man of such great goodness, that among the
other praises which are accorded him is this, that in the fourteen
years he held the empire no one was ever put to death by him unjudged;
nevertheless, being considered effeminate and a man who allowed
himself to be governed by his mother, he became despised, the army
conspired against him, and murdered him.
Turning now to
the opposite characters of Commodus
159,
Severus
160
, Antoninus Caracalla
161,
and Maximinus
162,
you will find them all cruel and rapacious — men who, to satisfy
their soldiers, did not hesitate to commit every kind of iniquity
against the people; and all, except Severus, came to a bad end; but
in Severus there was so much valour that, keeping the soldiers friendly,
although the people were oppressed by him, he reigned successfully;
for his valour made him so much admired in the sight of the soldiers
and people that the latter were kept in a way astonished and awed
and the former respectful and satisfied. And because the actions of
this man, as a new prince, were great, I wish to show briefly that
he knew well how to counterfeit the fox and the lion, which natures,
as I said above
163,
it is necessary for a prince to imitate.
Knowing
the sloth of the Emperor Julian
164,
he persuaded the army in Sclavonia
165,
of which he was captain, that it would be right to go to Rome and
avenge the death of Pertinax, who had been killed by the praetorian
soldiers; and under this pretext, without appearing to aspire to the
throne, he moved the army on Rome, and reached Italy before it was
known that he had started. On his arrival at Rome, the Senate, through
fear, elected him emperor and killed Julian. After this there remained
for Severus, who wished to make himself master of the whole empire,
two difficulties; one in Asia, where Niger, head of the Asiatic army,
had caused himself to be proclaimed emperor; the other in the west
where Albinus was, who also aspired to the throne
166.
And as he considered it dangerous to declare himself hostile to both,
he decided to attack Niger and to deceive Albinus. To the latter he
wrote that, being elected emperor by the Senate, he was willing to
share that dignity with him and sent him the title of Caesar; and,
moreover, that the Senate had made Albinus his colleague; which things
were accepted by Albinus as true. But after Severus had conquered
and killed Niger, and settled oriental affairs, he returned to Rome
and complained to the Senate that Albinus, little recognizing the
benefits that he had received from him, had by treachery sought to
murder him, and for this ingratitude he was compelled to punish him.
Afterwards he sought him out in France, and took from him his government
and life. He who will, therefore, carefully examine the actions of
this man will find him a most valiant lion and a most cunning fox;
he will find him feared and respected by every one, and not hated
by the army; and it need not be wondered at that he, the new man,
well, because his supreme renown always protected him from that hatred
which the people might have conceived against him for his violence.
But
his son Antoninus was a most eminent man, and had very excellent qualities,
which made him admirable in the sight of the people and acceptable
to the soldiers, for he was a warlike man, most enduring of fatigue,
a despiser of all delicate food and other luxuries, which caused him
to be beloved by the armies. Nevertheless, his ferocity and cruelties
were so great and so unheard of that, after endless single murders,
he killed a large number of the people of Rome and all those of Alexandria.
He became hated by the whole world, and also feared by those he had
around him, to such an extent that he was murdered in the midst of
his army by a centurion. And here it must be noted that such-like
deaths, which are deliberately inflicted with a resolved and desperate
courage, cannot be avoided by princes, because any one who does not
fear to die can inflict them; but a prince may fear them the less
because they are very rare; he has only to be careful not to do any
grave injury to those whom he employs or has around him in the service
of the state. Antoninus had not taken this care, but had contumeliously
killed a brother of that centurion, whom also he daily threatened,
yet retained in his bodyguard; which, as it turned out, was a rash
thing to do, and proved the emperor’s ruin
167.
But
let us come to Commodus, to whom it should have been very easy to
hold the empire, for, being the son of Marcus, he had inherited it,
and he had only to follow in the footsteps of his father to please
his people and soldiers; but, being by nature cruel and brutal, he
gave himself up to amusing the soldiers and corrupting them, so that
he might indulge his rapacity upon the people; on the other hand,
not maintaining his dignity, often descending to the theatre to compete
with gladiators, and doing other vile things, little worthy of the
imperial majesty, he fell into contempt with the soldiers, and being
hated by one party and despised by the other, he was conspired against
and killed
168.
It
remains to discuss the character of Maximinus. He was a very warlike
man, and the armies, being disgusted with the effeminacy of Alexander,
of whom I have already spoken, killed him and elected Maximinus to
the throne. This he did not possess for long, for two things made
him hated and despised; the one, his having kept sheep in Thrace,
which brought him into contempt (it being well known to all, and considered
a great indignity by every one), and the other, his having at the
accession to his dominions deferred going to Rome and taking possession
of the imperial seat; he had also gained a reputation for the utmost
ferocity by having, through his prefects in Rome and elsewhere in
the empire, practised many cruelties, so that the whole world was
moved to anger at the meanness of his birth and to fear at his barbarity.
First Africa rebelled, then the Senate with all the people of Rome
169,
and all Italy conspired against him, to which may be added his own
army: this latter, besieging Aquileia and meeting with difficulties
in taking it, were disgusted with his cruelties, and fearing him less
when they found so many against him, murdered him.
I
do not wish to discuss Heliogabalus, Macrinus, or Julian, who, being
thoroughly contemptible, were quickly wiped out
170;
but I will bring this discourse to a conclusion by saying that princes
in our times have this difficulty of giving inordinate satisfaction
to their soldiers in a far less degree, because, notwithstanding one
has to give them some indulgence, that is soon done; none of these
princes have armies that are veterans in the governance and administration
of provinces, as were the armies of the Roman Empire; and whereas
it was then more necessary to give satisfaction to the soldiers than
to the people, it is now more necessary to all princes, except the
Turk and the Soldan, to satisfy the people rather than the soldiers,
because the people are the more powerful.
From
the above I have excepted the Turk, who always keeps round him twelve
infantry and fifteen thousand cavalry on which depend the security
and strength of the kingdom, and it is necessary that, putting aside
every consideration for the people, he should keep them his friends.
The kingdom of the Soldan is similar; being entirely in the hands
of soldiers, follows again that, without regard to the people, he
must keep them his friends. But you must note that the state of the
Soldan is unlike all other principalities, for the reason that it
is like the Christian pontificate, which cannot be called either an
hereditary or a newly formed principality; because the sons of the
old prince not the heirs, but he who is elected to that position by
those who have authority, and the sons remain only noblemen. And this
being an ancient custom, it cannot be called a new principality, because
there are none of those difficulties in it that are met with in new
ones; for although the prince is new, the constitution of the state
is old, and it is framed so as to receive him as if he were its hereditary
lord.
But
returning to the subject of our discourse, I say that whoever will
consider it will acknowledge that either hatred or contempt has been
fatal to the above-named emperors, and it will be recognized also
how it happened that, a number of them acting in one way and a number
in another, only one in each way came to a happy end and the rest
to unhappy ones. Because it would have been useless and dangerous
for Pertinax and Alexander, being new princes, to imitate Marcus,
who was heir to the principality; and likewise it would have been
utterly destructive to Caracalla, Commodus, and Maximinus to have
imitated Severus, they not having sufficient valour to enable them
to tread in his footsteps. Therefore a prince, new to the principality,
cannot imitate the actions of Marcus, nor, again, is it necessary
to follow those of Severus, but he ought to take from Severus those
parts which are necessary to found his state, and from Marcus those
which are proper and glorious to keep a state that may already be
stable and firm.
ARE FORTRESSES,
AND MANY OTHER THINGS TO WHICH PRINCES OFTEN RESORT, ADVANTAGEOUS
OR HURTFUL?
1.
SOME princes, so as to hold securely the state, have disarmed their
subjects; others have kept their subject towns by factions; others
have fostered enmities against themselves; others have laid themselves
out to gain over those whom they distrusted in the beginning of their
governments; some have built fortresses; some have overthrown and
destroyed them. And although one cannot give a final judgment on all
one of these things unless one possesses the particulars of those
states in which a decision has to be made, nevertheless I will speak
as comprehensively as the matter of itself will admit.
2.
There never was a new prince who has disarmed his subjects; rather
when he has found them disarmed he has always armed them, because,
by arming them, those arms become yours, those men who were distrusted
become faithful, and those who were faithful are kept so, and your
subjects become your adherents. And whereas all subjects cannot be
armed, yet when those whom you do arm are benefited, the others can
be handled more freely, and this difference in their treatment, which
they quite understand, makes the former your dependants, and the latter,
considering it to be necessary that those who have the most danger
and service should have the most reward, excuse you. But when you
disarm them, you at once offend them by showing that you distrust
them, either for cowardice or for want of loyalty, and either of these
opinions breeds hatred against you. And because you cannot remain
unarmed, it follows that you turn to mercenaries, which are of the
character already shown; even if they should be good they would not
be sufficient to defend you against powerful enemies and distrusted
subjects. Therefore, as I have said, a new prince in a new principality
has always distributed arms. Histories are full of examples. But when
a prince acquires a new state, which he adds as a province to his
old one, then it is necessary to disarm the men of that state, except
those who have been his adherents in acquiring it; and these again,
with time and opportunity, should be rendered soft and effeminate;
and matters should be managed in such a way that all the armed men
in the state shall be your own soldiers who in your old state were
living near you.
3.
Our forefathers, and those who were reckoned wise, were accustomed
to say that it was necessary to hold Pistoia by factions and Pisa
by fortresses; and with this idea they fostered quarrels in some of
their tributary towns so as to keep possession of them the more easily.
This may have been well enough in those times when Italy was in a
way balanced
171,
but I do not believe that it can be accepted as a precept for to-day,
because I do not believe that factions can ever be of use; rather
it is certain that when the enemy comes upon you in divided cities
you are quickly lost, because the weakest party will always assist
the outside forces and the other will not be able to resist
172
The Venetians, moved, as I believe, by the above reasons, fostered
the Guelph and Ghibelline factions
173
in their tributary cities; and although they never allowed them to
come to bloodshed, yet they nursed these disputes amongst them, so
that the citizens, distracted by their differences, should not unite
against them. Which, as we saw, did not afterwards turn out as expected,
because, after the rout at Vaila
174,
one party at once took courage and seized the state
175.
Such methods argue, therefore, weakness in the prince, because these
factions will never be permitted in a vigorous principality; such
methods for enabling one the more easily to manage subjects are only
useful in times of peace, but if war comes this policy proves fallacious.
4.
Without doubt princes become great when they overcome the difficulties
and obstacles by which they are confronted, and therefore fortune,
especially when she desires to make a new prince great, who has a
greater necessity to earn renown than an hereditary one, causes enemies
to arise and form designs against him, in order that he may have the
opportunity of overcoming them, and by them to mount higher, as by
a ladder which his enemies have raised. For this reason many consider
that a wise prince, when he has the opportunity, ought with craft
to foster some animosity against himself, so that, having crushed
it, his renown may rise higher.
5.
Princes, especially new ones, have found more fidelity and assistance
in those men who in the beginning of their rule were distrusted than
among those who in the beginning were trusted. Pandolfo Petrucci,
Prince of Siena, ruled his state more by those who had been distrusted
than by others
176.
But on this question one cannot speak generally, for it varies so
much with the individual; I will only say this, that those men who
at the commencement of a princedom have been hostile, if they are
of a description to need assistance to support themselves, can always
be gained over with the greatest ease, and they will be tightly held
to serve the prince with fidelity, inasmuch as they know it to be
very necessary for them to cancel by deeds the bad impression which
he had formed of them; and thus the prince always extracts more profit
from them than from those who, serving him in too much security, may
neglect his affairs. And since the matter demands it, I must not fail
to warn a prince, who by means of secret favours has acquired a new
state, that he must well consider the reasons which induced those
to favour him who did so; and if it be not a natural affection towards
him, but only discontent with their government, then he will only
keep them friendly with great trouble and difficulty, for it will
be impossible to satisfy them. And weighing well the reasons for this
in those examples which can be taken from ancient and modern affairs,
we shall find that it is easier for the prince to make friends of
those men who were contented under the former government, and are
therefore his enemies, than of those who, being discontented with
it, were favourable to him and encouraged him to seize it.
6.
It has been a custom with princes, in order to hold their states more
securely, to build fortresses that may serve as a bridle and bit to
those who might design to work against them, and as a place of refuge
from a first attack. I praise this system because it has been made
use of formerly. Notwithstanding that, Messer Nicolo Vitelli in our
times has been seen to demolish two fortresses in Citta di Castello
so that he might keep that state
177;
Guidubaldo, Duke of Urbino, on returning to his dominion, whence he
had been driven by Cesare Borgia, razed to the foundations all the
fortresses in that province, and considered that without them it would
be more difficult to lose it
178;
the Bentivoglio returning to Bologna came to a similar decision
179.
Fortresses, therefore, are useful or not according to circumstances;
if they do you good in one way they injure you in another. And this
question can be reasoned thus: the prince who has more to fear from
the people than from foreigners ought to build fortresses, but he
who has more to fear from foreigners than from the people ought to
leave them alone. The castle of Milan, built by Francesco Sforza,
has made, and will make, more trouble for the house of Sforza than
any other disorder in the state
180.
For this reason the best possible fortress is — not to be hated
by the people, because, although you may hold the fortresses, yet
they will not save you if the people hate you, for there will never
be wanting foreigners to assist a people who have taken arms against
you. It has not been seen in our times that such fortresses have been
of use to any prince, unless to the Countess of Forli43,
when the Count Girolamo, her consort, was killed; for by that means
she was able to withstand the popular attack and wait for assistance
from Milan, and thus recover her state
181;
and the posture of affairs was such at that time that the foreigners
could not assist the people
182.
But fortresses were of little value to her afterwards when Cesare
Borgia attacked her, and when the people, her enemy, were allied with
foreigners
183.
Therefore it would have been safer for her, both then and before,
not to have been hated by the people than to have had the fortresses.
All these things considered then, I shall praise him who builds fortresses
as well as him who does not, and I shall blame whoever, trusting in
them, cares little about being hated by the people.
HOW A PRINCE
SHOULD CONDUCT HIMSELF SO AS TO GAIN RENOWN
NOTHING
makes a prince so much esteemed as great enterprises and setting a
fine example. We have in our time Ferdinand of Aragon, the present
King of Spain. He can almost be called a new prince, because he has
risen, by fame and glory, from being an insignificant king to be the
foremost king in Christendom; and if you will consider his deeds you
will find them all great and some of them extraordinary. In the beginning
of his reign he attacked Granada, and this enterprise was the foundation
of his dominions. He did this quietly at first and without any fear
of hindrance, for he held the minds of the barons of Castile occupied
in thinking of the war and not anticipating any innovations; thus
they did not perceive that by these means he was acquiring power and
authority over them. He was able with the money of the Church and
of the people to sustain his armies, and by that long war
184
to lay the foundation for the military skill which has since distinguished
him. Further, always using religion as a plea, so as to undertake
greater schemes, he devoted himself with a pious cruelty to driving
out and clearing his kingdom of the Moors; nor could there be a more
admirable [see note]
185
example, nor one more rare. Under this same cloak he assailed Africa,
he came down on Italy, he has finally attacked France
186;
and thus his achievements and designs have always been great, and
have kept the minds of his people in suspense and admiration and occupied
with the issue of them. And his actions have arisen in such a way,
one out of the other, that men have never been given time to work
steadily against him.
Again,
it much assists a prince to set unusual examples in internal affairs,
similar to those which are related of Messer Bernabo da Milano
187,
who, when he had the opportunity, by any one in civil life doing some
extraordinary thing, either good or bad, would take some method of
rewarding or punishing him, which would be much spoken about. And
a prince ought, above all things, always to endeavour in every action
to gain for himself the reputation of being a great and remarkable
man.
A
prince is also respected when he is either a true friend or a downright
enemy, that to say, when, without any reservation, he declares himself
in favour of one party against the other; which course will always
be more advantageous than standing neutral; because if two of your
powerful neighbours come to blows, they are of such a character that,
if one of them conquers, you have either to fear him or not. In either
case it will always be more advantageous for you to declare yourself
and to make war strenuously; because, in the first case, if you do
not declare yourself, you will invariably fall a prey to the conqueror,
to the pleasure and satisfaction of him who has been conquered, and
you will have no reasons to offer, nor anything to protect or to shelter
you. Because he who conquers does not want doubtful friends who will
not aid him in the time of trial; and he who loses will not harbour
you because you did not willingly, sword in hand, court his fate.
Antiochus
went into Greece, being sent for by the Aetolians to drive out the
Romans
188.
He sent envoys to the Achaeans, who were friends of the Romans, exhorting
them to remain neutral; and on the other hand the Romans urged them
to take up arms. This question came to be discussed in the council
of the Achaeans, where the legate of Antiochus urged them to stand
neutral. To this the Roman legate answered: “As for that which
has been said, that it is better and more advantageous for your state
not to interfere in our war, nothing can be more erroneous; because
by not interfering you will be left, without favour or consideration,
the guerdon of the conqueror.”
189
Thus it will always happen that he who is not your friend will demand
your neutrality, whilst he who is your friend will entreat you to
declare yourself with arms. And irresolute princes, to avoid present
dangers, generally follow the neutral path, and are generally ruined.
But when a prince declares himself gallantly in favour of one side,
if the party with whom he allies himself conquers, although the victor
may be powerful and may have him at his mercy, yet he is indebted
to him, and there is established a bond of amity; and men are never
so shameless as to become a monument of ingratitude by oppressing
you. Victories after all are never so complete that the victor must
not show some regard, especially to justice. But if he with whom you
ally yourself loses, you may be sheltered by him, and whilst he is
able he may aid you, and you become companions in a fortune that may
rise again.
In
the second case, when those who fight are of such a character that
you have no anxiety as to who may conquer, so much the more is it
greater prudence to be allied, because you assist at the destruction
of one by the aid of another who, if he had been wise, would have
saved him; and conquering, as it is impossible that he should not
with your assistance, he remains at your discretion. And here it is
to be noted that a prince ought to take care never to make an alliance
with one more powerful than himself for the purpose of attacking others,
unless necessity compels him, as is said above; because if he conquers
you are at his discretion, and princes ought to avoid as much as possible
being at the discretion of any one. The Venetians joined with France
against the Duke of Milan
190,
and this alliance, which caused their ruin, could have been avoided.
But when it cannot be avoided, as happened to the Florentines when
the Pope and Spain sent armies to attack Lombardy
191,
then in such a case, for the above reasons, the prince ought to favour
one of the parties.
Never
let any Government imagine that it can choose perfectly safe courses;
rather let it expect to have to take very doubtful ones, because it
is found in ordinary affairs that one never seeks to avoid one trouble
without running into another; but prudence consists in knowing how
to distinguish the character of troubles, and for choice to take the
lesser evil
192.
A
prince ought also to show himself a patron of ability, and to honour
the proficient in every art. At the same time he should encourage
his citizens to practise their callings peaceably, both in commerce
and agriculture, and in every other following, so that the one should
not be deterred from improving his possessions for fear lest they
be taken away from him or another from opening up trade for fear of
taxes; but the prince ought to offer rewards to whoever wishes to
do these things and designs in any way to honour his city or state.
Further,
he ought to entertain the people with festivals and spectacles at
convenient seasons of the year; and as every city is divided into
guilds or into societies44, he ought to hold such bodies in esteem,
and associate with them sometimes, and show himself an example of
courtesy and liberality; nevertheless, always maintaining the majesty
of his rank, for this he must never consent to abate in anything.
CONCERNING
THE SECRETARIES OF PRINCES
THE
choice of servants is of no little importance to a prince, and they
are good or not according to the discrimination of the prince. And
the first opinion which one forms of a prince, and of his understanding,
is by observing the men he has around him; and when they are capable
and faithful he may always be considered wise, because he has known
how to recognize the capable and to keep them faithful. But when they
are otherwise one cannot form a good opinion of him, for the prime
error which he made was in choosing them.
There
were none who knew Messer Antonio da Venafro as the servant [minister]
of Pandolfo Petrucci, Prince of Siena, who would not consider Pandolfo
to be a very clever man in having Venafro for his servant
193.
Because there are three classes of intellects: one which comprehends
by itself; another which appreciates what others comprehend; and a
third which neither comprehends by itself nor by the showing of others;
the first is the most excellent, the second is good, the third is
useless
194
Therefore, it follows necessarily that, if Pandolfo was not in the
first rank, he was in the second, for whenever one has judgment to
know good or bad when it is said and done, although he himself may
not have the initiative, yet he can recognize the good and the bad
in his servant, and the one he can praise and the other correct; thus
the servant cannot hope to deceive him, and is kept honest.
But
to enable a prince to form an opinion of his servant there is one
test which never falls; when you see the servant thinking more of
his own interests than of yours, and seeking inwardly his own profit
in everything, such a man will never make a good servant, nor will
you ever be able to trust him; because he who has the state of another
in his hands ought never to think of himself, but always of his prince,
and never pay any attention to matters in which the prince is not
concerned.
On
the other to keep his servant honest the prince ought to study him,
honouring him, enriching him, doing him kindnesses, sharing with him
the honours and cares; and at the same time let him see that he cannot
stand alone, so that many honours not make him desire more, many riches
make him wish for more, and that many cares may make him dread changes.
When, therefore, servants, and princes towards servants, are thus
disposed, they can trust each other, but when it is otherwise, the
end will always be disastrous for either one or the other.
HOW FLATTERERS
SHOULD BE AVOIDED
I
DO NOT wish to leave out an important branch of this subject, for
it is a danger from which princes are with difficulty preserved, unless
they are very careful and discriminating. It is that of flatterers,
of whom courts arc full, because men are so self-complacent in their
own affairs, and in a way so deceived in them, that they are preserved
with difficulty from this pest, and if they wish to defend themselves
they run the danger of falling into contempt. Because there is no
other way of guarding oneself from flatterers except letting men understand
that to tell you the truth does not offend you; but when every one
may tell you the truth, respect for you abates.
Therefore
a wise prince ought to hold a third course by choosing the wise men
in his state, and giving to them only the liberty of speaking the
truth to him, and then only of those things of which he inquires,
and of none others; but he ought to question them upon everything,
and listen to their opinions, and afterwards form his own conclusions.
With these councillors, separately and collectively, he ought to carry
himself in such a way that each of them should know that, the more
freely he shall speak, the more he shall be preferred; outside of
these, he should listen to no one, pursue the thing resolved on, and
be steadfast in his resolutions. He who does otherwise is either overthrown
by flatterers, or is so often changed by varying opinions that he
falls into contempt.
I
wish on this subject to adduce a modern example. Fra Luca
195,
the man of affairs to Maximilian45,
the present emperor, speaking of his majesty, said: He consulted with
no one, yet never got his own way in anything. This arose because
of his following a practice the opposite to the above; for the emperor
is a secretive man — he does not communicate his designs to
any one, nor does he receive opinions on them. But as in carrying
them into effect they become revealed and known, they are at once
obstructed by those men whom he has around him, and he, being pliant,
is diverted from them. Hence it follows that those things he does
one day he undoes the next, and no one ever understands what he wishes
or intends to do, and no one can rely on his resolutions.
A
prince, therefore, ought always to take counsel, but only when he
wishes and not when others wish; he ought rather to discourage every
one from offering advice unless he asks it; but, however, he ought
to be a constant inquirer, and afterwards a patient listener concerning
the things of which he inquired; also, on learning that any one, on
any consideration, has not told him the truth, he should let his anger
be felt.
And
if there are some who think that a prince who conveys an impression
of his wisdom is not so through his own ability, but through the good
advisers that he has around him, beyond doubt they are deceived, because
this is an axiom which never fails: that a prince who is not wise
himself will never take good advice, unless by chance he has yielded
his affairs entirely to one person who happens to be a very prudent
man. In this case indeed he may be well governed, but it would not
be for long, because such a governor would in a short time take away
his state from him.
But
if a prince who is not experienced should take counsel from more than
one he will never get united counsels, nor will he know how to unite
them. Each of the counsellors will think of his own interests, and
the prince will not know how to control them or to see through them.
And they are not to be found otherwise, because men will always prove
untrue to you unless they are kept honest by constraint. Therefore
it must be inferred that good counsels, whencesoever they come, are
born of the wisdom of the prince, and not the wisdom of the prince
from good counsels.
THE PRINCES
OF ITALY HAVE LOST THEIR STATES
THE
previous suggestions, carefully observed, will enable a new prince
to appear well established, and render him at once more secure and
fixed in the state than if he had been long seated there. For the
actions of a new prince are more narrowly observed than those of an
hereditary one, and when they are seen to be able they gain more men
and bind far tighter than ancient blood; because men are attracted
more by the present than by the past, and when they find the present
good they enjoy it and seek no further; they will also make the utmost
defence for a prince if he fails them not in other things. Thus it
will be a double glory to him to have established a new principality,
and adorned and strengthened it with good laws, good arms, good allies,
and with a good example; so will it be a double disgrace to him who,
born a prince, shall lose his state by want of wisdom.
And
if those seigniors are considered who have lost their states in Italy
in our times, such as the King of Naples, the Duke of Milan
196,
and others, there will be found in them, firstly, one common defect
in regard to arms from the causes which have been discussed at length
197;
in the next place, some one of them will be seen, either to have had
the people hostile, or if he has had the people friendly, he has not
known how to secure the nobles. In the absence of these defects states
that have power enough to keep an army in the field cannot be lost.
Philip
of Macedon, not the father of Alexander the Great, but he who was
conquered by Titus Quintius, had not much territory compared to the
greatness of the Romans and of Greece who attacked him, yet being
a warlike man who knew how to attract the people and secure the nobles,
he sustained the war against his enemies for many years, and if in
the end he lost the dominion of some cities, nevertheless he retained
the kingdom
198.
Therefore,
do not let our princes accuse fortune for the loss of their principalities
after so many years’ possession, but rather their own sloth,
because in quiet times they never thought there could be a change
(it is a common defect in man not to make any provision in the calm
against the tempest), and when afterwards the bad times came they
thought of flight and not of defending themselves, and they hoped
that the people, disgusted with the insolence of the conquerors, would
recall them. This course, when others fail, may be good, but it is
very bad to have neglected all other expedients for that, since you
would never wish to fall because you trusted to be able to find someone
later on to restore you. This again either does not happen, or, if
it does, it will not be for your security, because that deliverance
is of no avail which does not depend upon yourself; those only are
reliable, certain, and durable that depend on yourself and your valour.
WHAT FORTUNE
CAN EFFECT IN HUMAN AFFAIRS, AND HOW TO WITHSTAND HER
IT
is not unknown to me how many men have had, and still have, the opinion
that the affairs of the world are in such wise governed by fortune
and by God that men with their wisdom cannot direct them and that
no one can even help them
199;
and because of this they would have us believe that it is not necessary
to labour much in affairs, but to let chance govern them. This opinion
has been more credited in our times because of the great changes in
affairs which have been seen, and may still be seen, every day, beyond
all human conjecture. Sometimes pondering over this, I am in some
degree inclined to their opinion. Nevertheless, not to extinguish
our free will, I hold it to be true that Fortune is the arbiter of
one-half of our actions46,
but that she still leaves us to direct the other half, or perhaps
a little less.
I
compare her to one of those raging rivers, which when in flood overflows
the plains, sweeping away trees and buildings, bearing away the soil
from place to place; everything flies before it, all yield to its
violence, without being able in any way to withstand it
200;
and yet, though its nature be such, it does not follow therefore that
men, when the weather becomes fair, shall not make provision, both
with defences and barriers, in such a manner that, rising again, the
waters may pass away by canal, and their force be neither so unrestrained
nor so dangerous. So it happens with fortune, who shows her power
where valour [virtù] has not prepared to resist her,
and thither she turns her forces where she knows that barriers and
defences have not been raised to constrain her.
And
if you will consider Italy, which is the seat of these changes, and
which has given to them their impulse, you will see it to be an open
country without barriers and without any defence. For if it had been
defended by proper valour [virtù] , as are Germany,
Spain, and France, either this invasion would not have made the great
changes it has made or it would not have come at all. And this I consider
enough to say concerning resistance to fortune in general.
But
confining myself more to the particular, I say that a prince may be
seen happy to-day and ruined to-morrow without having shown any change
of disposition or character. This, I believe, arises firstly from
causes that have already been discussed at length, namely, that the
prince who relies entirely upon fortune is lost when it changes
201.
I believe also that he will be successful who directs his actions
according to the spirit of the times, and that he whose actions do
not accord with the times will not be successful. Because men are
seen, in affairs that lead to the end which every man has before him,
namely, glory and riches, to get there by various methods; one with
caution, another with haste; one by force, another by skill; one by
patience, another by its opposite; and each one succeeds in reaching
the goal by a different method. One can also see of two cautious men
the one attain his end, the other fail; and similarly, two men by
different observances are equally successful, the one being cautious,
the other impetuous; all this arises from nothing else than whether
or not they conform in their methods to the spirit of the times. This
follows from what I have said, that two men working differently bring
about the same effect, and of two working similarly, one attains his
object and the other does not.
Changes
in estate also issue from this, for if, to one who governs himself
with caution and patience, times and affairs converge in such a way
that his administration is successful, his fortune is made; but if
times and affairs change, he is ruined if he does not change his course
of action. But a man is not often found sufficiently circumspect to
know how to accommodate himself to the change, both because he cannot
deviate from what nature inclines him to, and also because, having
always prospered by acting in one way, he cannot be persuaded that
it is well to leave it; and, therefore, the cautious man, when it
is time to turn adventurous, does not know how to do it, hence he
is ruined; but had he changed his conduct with the times fortune would
not have changed
202.
Pope
Julius II went to work impetuously in all his affairs, and found the
times and circumstances conform so well to that line of action that
he always met with success
203.
Consider his first enterprise against Bologna, Messer Giovanni Bentivogli
being still alive. The Venetians were not agreeable to it, nor was
the King of Spain, and he had the enterprise still under discussion
with the King of France; nevertheless he personally entered upon the
expedition with his accustomed boldness and energy, a move which made
Spain and the Venetians stand irresolute and passive, the latter from
fear, the former from desire to recover all the kingdom of Naples;
on the other hand, he drew after him the King of France, because that
king, having observed the movement, and desiring to make the Pope
his friend so as to humble the Venetians, found it impossible to refuse
him soldiers without manifestly offending him. Therefore Julius with
his impetuous action accomplished what no other pontiff with simple
human wisdom could have done; for if he had waited in Rome until he
could get away, with his plans arranged and everything fixed, as any
other pontiff would have done, he would never have succeeded. Because
the King of France would have made a thousand excuses, and the others
would have raised a thousand fears.
I
will leave his other actions alone, as they were all alike, and they
all succeeded, for the shortness of his life
204
did not let him experience the contrary; but if circumstances had
arisen which required him to go cautiously, his ruin would have followed,
because he would never have deviated from those ways to which nature
inclined him.
I
conclude therefore that, fortune being changeful and mankind steadfast
in their ways, so long as the two are in agreement men are successful,
but unsuccessful when they fall out. For my part I consider that it
is better to be adventurous than cautious, because fortune is a woman,
and if you wish to keep her under it is necessary to beat and ill-use
her
205;
and it is seen that she allows herself to be mastered by the adventurous
rather than by those who go to work more coldly. She is, therefore,
always, woman-like, a lover of young men, because they are less cautious,
more violent
206,
and with more audacity command her.
AN EXHORTATION
TO LIBERATE ITALY FROM THE BARBARIANS
HAVING
carefully considered the subject of the above discourses, and wondering
within myself whether the present times were propitious to a new
prince, and whether there were the elements that would give an opportunity
to a wise and virtuous one to introduce a new order of things which
would do honour to him and good to the people of this country, it
appears to me that so many things concur to favour a new prince
that I never knew a time more fit than the present.
And
if, as I said
207,
it was necessary that the people of Israel should be captive so as
to make manifest the ability of Moses; that the Persians should be
oppressed by the Medes so as to discover the greatness of the soul
of Cyrus; and that the Athenians should be dispersed to illustrate
the capabilities of Theseus: then at the present time, in order to
discover the virtue of an Italian spirit, it was necessary that Italy
should be reduced to the extremity she is now in, that she should
be more enslaved than the Hebrews, more oppressed than the Persians,
more scattered than the Athenians; without head, without order, beaten,
despoiled, torn, overrun; and to have endured every kind of desolation.
Although
lately some spark may have been shown by one, which made us think
he was ordained by God for our redemption, nevertheless it was afterwards
seen, in the height of his career, that fortune rejected him
208;
so that Italy, left as without life, waits for him who shall yet heal
her wounds and put an end to the ravaging and plundering of Lombardy,
to the swindling and taxing of the kingdom and of Tuscany, and cleanse
those sores that for long have festered. It is seen how she entreats
God to send someone who shall deliver her from these wrongs and barbarous
insolencies. It is seen also that she is ready and willing to follow
a banner if only someone will raise it.
Nor
is there to be seen at present one in whom she can place more hope
than in your illustrious house47, with its valour and fortune, favoured
by God and by the Church of which it is now the chief, and which could
be made the head of this redemption. This will not be difficult if
you will recall to yourself the actions and lives of the men I have
named. And although they were great and wonderful men, yet they were
men, and each one of them had no more opportunity than the present
offers, for their enterprises were neither more just nor easier than
this, nor was God more their friend than He is yours.
With
us there is great justice, "because that war is just which is
necessary, and arms are hallowed when there is no other hope but in
them"
209.
Here there is the greatest willingness, and where the willingness
is great the difficulties cannot be great if you will only follow
those men to whom I have directed your attention. Further than this,
how extraordinarily the ways of God have been manifested beyond example:
the sea is divided, a cloud has led the way, the rock has poured forth
water, it has rained manna
210,
everything has contributed to your greatness; you ought to do the
rest. God is not willing to do everything, and thus take away our
free will and that share of glory which belongs to us.
And
it is not to be wondered at if none of the above-named Italians have
been able to accomplish all that is expected from your illustrious
house; and if in so many revolutions in Italy, and in so many campaigns,
it has always appeared as if military virtue were exhausted, this
has happened because the old order of things was not good, and none
of us have known how to find a new one. And nothing honours a man
more than to establish new laws and new ordinances when he himself
was newly risen. Such things when they are well founded and dignified
will make him revered and admired, and in Italy there are not wanting
opportunities to bring such into use in every form.
Here
there is great valour in the limbs whilst it fails in the head. Look
attentively at the duels and the hand-to-hand combats , how superior
the Italians are in strength, dexterity, and subtlety
211.
But when it comes to armies they do not bear comparison, and this
springs entirely from the insufficiency of the leaders, since those
who are capable are not obedient, and each one seems to himself to
know, there having never been any one so distinguished above the rest,
either by valour or fortune, that others would yield to him. Hence
it is that for so long a time, and during so much fighting in the
past twenty years, whenever there has been an army wholly Italian,
it has always given a poor account of itself; as witness Taro, Alessandria,
Capua, Genoa, Vaila, Bologna, Mestre.48
If,
therefore, your illustrious house wishes to follow those remarkable
men who have redeemed their country, it is necessary before all things,
as a true foundation for every enterprise, to be provided with your
own forces, because there can be no more faithful, truer, or better
soldiers. And although singly they are good, altogether they will
be much better when they find themselves commanded by their prince,
honoured by him, and maintained at his expense. Therefore it is necessary
to be prepared with such arms, so that you can be defended against
foreigners by Italian valour.
And
although Swiss and Spanish infantry may be considered very formidable,
nevertheless there is a defect in both, by reason of which a third
order would not only be able to oppose them, but might be relied upon
to overthrow them. For the Spaniards cannot resist cavalry, and the
Switzers are afraid of infantry whenever they encounter them in close
combat. Owing to this, as has been and may again be seen, the Spaniards
are unable to resist French cavalry, and the Switzers are overthrown
by infantry. And although a complete proof of this latter cannot be
shown, nevertheless there was some evidence of it at the battle of
Ravenna, when the Spanish infantry were confronted by German battalions,
who follow the same tactics as the Swiss; when the Spaniards, by agility
of body and with the aid of their shields
212,
got in under the pikes of the Germans and stood out of danger, able
to attack, while the Germans stood helpless, and, if the cavalry had
not dashed up, all would have been over with them. It is possible,
therefore, knowing the defects of both these infantries, to invent
a new one, which will resist cavalry and not be afraid of infantry;
this need not create a new order of arms, but a variation upon the
old. And these are the kind of improvements which confer reputation
and power upon a new prince.
This opportunity,
therefore, ought not to be allowed to pass for letting Italy at
last see her liberator appear. Nor can one express the love with
which he would be received in all those provinces which have suffered
so much from these foreign scourings, with what thirst for revenge,
with what stubborn faith, with what devotion, with what tears. What
door would be closed to him? Who would refuse obedience to him?
What envy would hinder him? What Italian would refuse him homage?
To all of us this barbarous dominion stinks. Let, therefore, your
illustrious house take up this charge with that courage and hope
with which all just enterprises are undertaken, so that under its
standard our native country may be ennobled, and under its auspices
may be verified that saying of Petrarch:
Virtù
contro a Furore
Prenderà l'arme; e fia il combatter corto:
Ché l'antico valore
Nell'italici cor non è ancor morto.49
O R I G I
N A L N O T E S
1
Duke Lodovico
was Lodovico Moro, a son of Francesco Sforza, who married Beatrice
d’Este. He ruled over Milan from 1494 to 1500, and died in
1510.
2
Louis
XII, King of France, “The Father of the People,” born
1462, died 1515.
3Charles
VIII, King of France, born 1470, died 1498.
4
Louis
XII divorced his wife, Jeanne, daughter of Louis XI, and married
in 1499 Anne of Brittany, widow of Charles VIII, in order to retain
the Duchy of Brittany for the crown
5
The Archbishop
of Rouen. He was Georges d’Amboise, created a cardinal by
Alexander VI. Born 1460, died 1510.
6
So called
— in Italian — from the duchy of Valentinois, conferred
on him by Louis XII.
7Hiero
II, born about 307 B.C., died 216 B.C.
8Le
radici e corrispondenze,” their roots (i.e. foundations) and
correspondencies or relations with other states—a common meaning
of “correspondence” and “correspondency”
in the sixteenth and seventeenth centuries.
9
Francesco
Sforza, born 1401, died 1466. He married Bianca Maria Visconti,
a natural daughter of Filippo Visconti, the Duke of Milan, on whose
death he procured his own elevation to the duchy. Machiavelli was
the accredited agent of the Florentine Republic to Cesare Borgia
(1478-1507) during the transactions which led up to the assassinations
of the Orsini and Vitelli at Sinigalia, and along with his letters
to his chiefs in Florence he has left an account, written ten years
before “The Prince,” of the proceedings of the duke
in his “Descritione del modo tenuto dal duca Valentino nello
ammazzare Vitellozzo Vitelli,” etc., a translation of which
is appended to the present work.
10
Sinigalia,
31st December 1502.
11
Ramiro
d’Orco. Ramiro de Lorqua, came with Cesare Borgia from France
in 1498. In 1501 was named lieutentat general of Romagna. Imprisoned
on december 1502, he was put to death the morning of the 26th.
12
Alexander
VI died of fever, 18th August 1503.
13
Julius
II was Giuliano della Rovere, Cardinal of San Pietro ad Vincula,
born 1443, died 1513.
14
Julius
II had been Cardinal of San Pietro ad Vincula; San Giorgio was Raffaells
Riaxis, and Ascanio was Cardinal Ascanio Sforza.
15
Agathocles
the Sicilian, born 361 B.C., died 289 B.C.
16
Mr Burd
suggests that this word probably comes near the modern equivalent
of Machiavelli’s thought when he speaks of “crudelta”
than the more obvious “cruelties.”
17
Nabis,
tyrant of Sparta, conquered by the Romans under Flamininus in 195
B.C.; killed 192 B.C.
18
Messer
Giorgio Scali. This event is to be found in Machiavelli’s
“Florentine History,” Book III.
19
Charles
VIII invaded Italy in 1494.
20
Pope Leo
X was the Cardinal de’ Medici.
21
With chalk
in hand,” “col gesso.” This is one of the bons
mots of Alexander VI, and refers to the ease with which Charles
VIII seized Italy, implying that it was only necessary for him to
send his quartermasters to chalk up the billets for his soldiers
to conquer the country. Cf. “The History of Henry VII,”
by Lord Bacon: “King Charles had conquered the realm of Naples,
and lost it again, in a kind of a felicity of a dream. He passed
the whole length of Italy without resistance: so that it was true
what Pope Alexander was wont to say: That the Frenchmen came into
Italy with chalk in their hands, to mark up their lodgings, rather
than with swords to fight.”
22
Battle
of Caravaggio, 15th September 1448.
23
Johanna
II of Naples, the widow of Ladislao, King of Naples.
24
Giovanni
Acuto. An English knight whose name was Sir John Hawkwood. He fought
in the English wars in France, and was knighted by Edward III; afterwards
he collected a body of troops and went into Italy. These became
the famous “White Company.” He took part in many wars,
and died in Florence in 1394. He was born about 1320 at Sible Hedingham,
a village in Essex. He married Domnia, a daughter of Bernabo Visconti.
25
Carmignuola.
Francesco Bussone, born at Carmagnola about 1390, executed at Venice,
5th May 1432.
26
Bartolomeo
Colleoni of Bergamo; died 1457. Roberto of San Severino; died fighting
for Venice against Sigismund, Duke of Austria, in 1487.“Primo
capitano in Italia.”—Machiavelli. Count of Pitigliano;
Nicolo Orsini, born 1442, died 1510.
27
Battle
of Vaila in 1509.
28
Alberigo
da Conio. Alberico da Barbiano, Count of Cunio in Romagna. He was
the leader of the famous “Company of St George,” composed
entirely of Italian soldiers. He died in 1409.
29
Ferdinand
V (F. II of Aragon and Sicily, F. III of Naples), surnamed “The
Catholic,” born 1542, died 1516.
30
Joannes Cantacuzenus,
born 1300, died 1383.
31
Charles
VII of France, surnamed “The Victorious,” born 1403,
died 1461.
32
Louis
XI, son of the above, born 1423, died 1483.
33
“Many
speakers to the House the other night in the debate on the reduction
of armaments seemed to show a most lamentable ignorance of the conditions
under which the British Empire maintains its existence. When Mr
Balfour replied to the allegations that the Roman Empire sank under
the weight of its military obligations, he said that this was ‘wholly
unhistorical.’ He might well have added that the Roman power
was at its zenith when every citizen acknowledged his liability
to fight for the State, but that it began to decline as soon as
this obligation was no longer recognized.”—Pall Mall
Gazette, 15th May 1906.
34
Philopoemen,
“the last of the Greeks,” born 252 B.C., died 183 B.C.
35
During
the rioting between the Cancellieri and Panciatichi factions in
1502 and 1503.
36
.[Aeneid, II, 563-64] Against my will, my fate, A throne unsettled,
and an infant state, Bid me defend my realms with all my pow’rs, And
guard with these severities my shores. — Christopher Pitt
37
The present
chapter has given greater offence than any other portion of Machiavelli’s
writings.” Burd, “Il Principe,” p. 297.
38
“Contesting,” i.e. “striving for mastery.” Mr Burd points out that
this passage is imitated directly from Cicero’s “De Officiis”: “Nam
cum sint duo genera decertandi, unum per disceptationem, alterum
per vim; cumque illud proprium sit hominis, hoc beluarum; confugiendum
est ad posterius, si uti non licet superiore "
39
“Nondimanco sempre gli succederono gli inganni (ad votum).” The
words “ad votum” are omitted in the Testina addition, 1550.
40
“Contrary to fidelity” or “faith,” “contro
alla fede,” and “tutto fede,” “altogether
faithful,” in the next paragraph. It is noteworthy that these
two phrases, “contro alla fede” and “tutto fede,”
were omitted in the Testina edition, which was published with the
sanction of the papal authorities. It may be that the meaning attached
to the word “fede” was “the faith,” i.e.
the Catholic creed, and not as rendered here “fidelity”
and “faithful.” Observe that the word “religione”
was suffered to stand in the text of the Testina, being used to
signify indifferently every shade of belief, as witness “the
religion,” a phrase inevitably employed to designate the Huguenot
heresy. South in his Sermon IX, p. 69, ed. 1843, comments on this
passage as follows: “That great patron and Coryphaeus of this
tribe, Nicolo Machiavel, laid down this for a master rule in his
political scheme: ‘That the show of religion was helpful to
the politician, but the reality of it hurtful and pernicious.’
41
Ferdinand
of Aragon. “When Machiavelli was writing ‘The Prince’
it wouldhave
been clearly impossible to mention Ferdinand’s name here without
giving offence.” Burd’s “Il Principe,” p.
308.
42
Giovanni
Bentivogli, born in Bologna 1438, died at Milan 1508. He ruled Bologna
from 1462 to 1506. Machiavelli’s strong condemnation of conspiracies
may get its edge from his own very recent experience (February 1513),
when he had been arrested and tortured for his alleged complicity
in the Boscoli conspiracy.
43
Catherine
Sforza, a daughter of Galeazzo Sforza and Lucrezia Landriani, born
1463, died 1509. It was to the Countess of Forli that Machiavelli
was sent as envy on 1499. A letter from Fortunati to the countess
announces the appointment: “I have been with the signori,”
wrote Fortunati, “to learn whom they would send and when.
They tell me that Nicolo Machiavelli, a learned young Florentine
noble, secretary to my Lords of the Ten, is to leave with me at
once.” Cf. “Catherine Sforza,” by Count Pasolini,
translated by P. Sylvester, 1898
44
“Guilds or societies,” “in arti o in tribu.” “Arti” were craft or
trade guilds, cf. Florio: “Arte . . . a whole company of any trade
in any city or corporation town.” The guilds of Florence are most
admirably described by Mr Edgcumbe Staley in his work on the subject
(Methuen, 1906). Institutions of a somewhat similar character, called
“artel,” exist in Russia to-day, cf. Sir Mackenzie Wallace’s “Russia,”
ed. 1905: “The sons . . . were always during the working season
members of an artel. In some of the larger towns there are artels
of a much more complex kind— permanent associations, possessing
large capital, and pecuniarily responsible for the acts of the individual
members.” The word “artel,” despite its apparent similarity, has,
Mr Aylmer Maude assures me, no connection with “ars” or “arte.”
Its root is that of the verb “rotisya,” to bind oneself by an oath;
and it is generally admitted to be only another form of “rota,”
which now signifies a “regimental company.” In both words the underlying
idea is that of a body of men united by an oath. “Tribu” were possibly
gentile groups, united by common descent, and included individuals
connected by marriage. Perhaps our words “septs” or “clans” would
be most appropriate.
45
Maximilian
I, born in 1459, died 1519, Emperor of the Holy Roman Empire. He
married, first, Mary, daughter of Charles the Bold; after her death,
Bianca Sforza; and thus became involved in Italian politics.
46
Frederick the Great was accustomed to say: “The older one gets the
more convinced one becomes that his Majesty King Chance does three-quarters
of the business of this miserable universe.” Sorel’s “Eastern Question.”
47
Giuliano de Medici. He had just been created a cardinal by Leo X.
In 1523 Giuliano was elected Pope, and took the title of Clement
48
The battles
of Il Taro, 1495; Alessandria, 1499; Capua, 1501; Genoa, 1507; Vaila,
1509; Bologna, 1511; Mestri, 1513.
49 Virtue
against fury shall advance the fight,
And it i’ th’ combat soon shall put to flight;
For the old Roman, valour is not dead,
Nor in th’ Italians’ breasts extinguished.
[Petrarch, Canzone
Italia mia, benché il parlar sia indarno
(lines 93-96)].
S U P P L E
M E N T A L N O T E S
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